Viktig juridisk informasjon om e-posten du vil sende. Ved å bruke denne tjenesten, godtar du å skrive inn din virkelige e-postadresse og bare sende den til folk du kjenner. Det er et lovbrudd i enkelte jurisdiksjoner å feiltgjøre deg selv i en e-post. All informasjon du oppgir vil bli brukt av Fidelity utelukkende med det formål å sende e-posten på dine vegne. Emnelinjen til e-posten du sender, vil være Fidelity: Din epost er sendt. Mutual Funds and Mutual Fund Investering - Fidelity Investments Når du klikker en lenke, åpnes et nytt vindu. Hva vi tilbyr Lær mer Vanlige spørsmål om aksjer: Internasjonal aksjemarked Når du registrerer deg for internasjonal handel, vil de fleste vanlige aksjer og børsnoterte fond (ETF) som er oppført på følgende markeder, være tilgjengelige for handel på nettet: Andre typer børsnoterte verdipapirer slik som rettigheter, warrants eller ulike klasser av aksjer (f. eks. klasse A, klasse B) er kanskje ikke tilgjengelige. Sikkerhetstype tilgjengelighet kan endres uten varsel. Bestillingsdetaljer Internasjonale bestillinger kan skrives inn når som helst, men vil kun være berettiget til henrettelse i de lokale markedstidene for sikkerheten. Internasjonale ordrer er begrenset til vanlige aksjer med følgende ordrestriksjoner: Dagsordrer kun din ordre vil bare være i kraft for handelsdagen, som tilsvarer timene i den primære børsen som sikkerheten handler om. Markeds - eller begrensingsordrer kun kun kontanter (margin ikke tilgjengelig) Ingen ytterligere bestillingsinstruksjoner (f. eks. Alle eller ingen, fyll eller drep) Lange kjøper eller lenge selger kun (ikke kortsalg) Internasjonale ordrer kan avgjøres etter ditt valg av amerikanske dollar USD) eller lokal valuta. For mer om å plassere bestillinger og bestillingstyper, se Handelsspørsmålene. Finne et internasjonalt aksjesymbol vil trolig være ditt første skritt for å få et realtidsnotat, undersøke et selskap eller handle internasjonalt. På International Stock Trading-siden, gå til Finn symbol og skriv inn firmanavnet SEDOL (ligner US CUSIP), og du får følgende: Internasjonale aksjer bruker en annen symbol enn innenlandske aksjer. For å sitere, undersøke eller handle internasjonale aksjer, skriv inn aksjesymbolet, etterfulgt av et kolon (:) og deretter landskoden med to bokstaver for markedet du ønsker å handle med. For eksempel vil firmaet Fiat SPA Torino i Italia handel under symbol F: IT for sine ordinære aksjer. I Tyskland ville det handle under symbol FIAT: DE. Denne symbolen kan bare brukes til å kjøpe eller selge aksjer på den internasjonale handelsbilletten. Sitater Realtidsnotater 1 er tilgjengelige for internasjonale aksjer ved hjelp av Get Quote Tool langs toppen av Fidelity eller på din International Stock Trading-side. Selv om realtids primærmarkedsnotat vises, kan internasjonale ordrer utføres på primærutvekslingen, eller de kan utføre på ECN, ATS eller regionale utvekslinger i markedet. Primære utvekslinger Du må ha tilstrekkelige amerikanske dollar (vist som kontanter tilgjengelig for kjøp av verdipapirer) eller 100 av den utenlandske valutaen som trengs for å plassere en internasjonal lagerbestilling. Disse verdiene kan bli funnet mot toppen av Trade Stocks International Trade-billetten. De er også inkludert i Saldoer og Posisjonssider. Til illustrasjonsformål vises kun Valutaverdier på Posisjonssiden. Når du er kommet inn, vises internasjonale aksje - og valutavekslingsordre på bestillingssiden sammen med dine innenlandske sikkerhetsordrer. Merk: Internasjonale aksjer må kjøpes og selges på samme marked. For eksempel kan aksjer i en aksje kjøpt i Tyskland ikke selges i Frankrike, selv om selskapet kan handle på en eller flere børser i ulike markeder. Det er ytterligere spesifikasjoner for andelskvoter pålagt av enkelte børser. Disse kalles også styrepartier. Et styremøte er antall aksjer definert som en standard handelsenhet. Alle bestillinger plassert i Canada, Hong Kong og Japan må oppgis i mengder som er multipler av brettpartiet eller standardhandelenheten. Styrets størrelsesstørrelser for kanadiske utvekslinger Styrets størrelsesstørrelser for ordrer på kanadiske børser bestemmes ut fra pris per aksje på sikkerheten som handles. Handelspris per enhet For eksempel er den nødvendige størrelsen på brett for kanadiske aksjer som handler mellom 0,10-0,99 CAD 500 aksjer. For å bestille en kanadisk sikkerhet som tilbys på 0,75 per aksje, vil bestillingsmengden din måtte være et flertall på 500 (brettpartiets størrelse), f. eks. 500 aksjer, 1000 aksjer, 1 500 aksjer og så videre. Styrets størrelsesstørrelser for Hong Kong-utvekslinger Den nødvendige størrelsen for styret for Hong Kong varierer med sikkerhet. Nåværende rekkevidde er 50100 000 aksjer. Styrets størrelsesstørrelser for japanske utvekslinger Den nødvendige brettmengden for Japan varierer med sikkerhet. Foreløpig har flertallet av verdipapirhandel på japanske børser styrepartier på 1000 aksjer. (I Japan blir styrepartier referert til som handelsenheter.) For å se den nødvendige størrelsen for en bestemt sikkerhet, sjekk nettsiden til den primære børsen som sikkerheten handler: Styrets krav er vanligvis de samme for verdipapirer som er notert på både Osaka og Tokyo utveksling. Tick-krav er minimumsprisstigninger hvor verdipapirer kan handles. Disse trinnene varierer etter marked, og er vanligvis basert på sluttkurs per andel av sikkerheten fra forrige økt. Alle grenseverdier for en sikkerhet må være i samsvar med marknadskravene til markedet der sikkerheten handler. For eksempel er minimumskravet for en sikkerhetshandel på 60.000 yen på Tokyo børs 100 yen. For å legge inn en ordre for å kjøpe denne sikkerheten, må du angi grenseverdien som en økning på 100, f. eks. 59.900 yen, 59.800 yen, 59.700 yen og så videre. Tick Størrelser Hong Kong-børser For å håndtere volatilitet krever Hong Kong børs at alle grenseordrer oppfyller meget spesifikke priskrav. Disse kravene fastsetter effektivt områder for hver sikkerhet der alle grenseverdiene skal falle. Når du legger inn en grenseverdi for et Hong Kong-handlet lager, er det to krav som din bestilling må møte: Spread Rule og 10900 Rule. For ytterligere informasjon om Spread Rule og 10900 Rule, se HKEx regler og forskrifter. Valutahandel er når du kjøper og selger valuta på valutamarkedet (eller valutamarkedet) med sikte på å dra økonomisk nytte av svingninger i valutakurser. Valutaprisene er svært volatile. Prisbevegelser for valutaer påvirkes blant annet av endring av tilbud og etterspørsel relasjoner handel, finanspolitiske, monetære, valutakontrollprogrammer og regjeringens politikk USA og utenlandske politiske og økonomiske hendelser og politikkendringer i nasjonale og internasjonale renter og inflasjonsvaluta devaluering og sentiment av markedet. Ingen av disse faktorene kan styres av deg eller noen individuell rådgiver, og det kan ikke garanteres at du ikke vil pådra seg tap fra slike hendelser. Avregningsordrer Fidelitys International Trading tilbyr deg muligheten til å avgjøre internasjonale handler i lokal valuta, og lar deg få valutaeksponering ved at du kan holde og bytte mellom følgende 16 valutaer: Australske dollar (AUD) Britisk pund (GBP) Kanadiske dollar (CAD) Dansk krone (DKK) Euro (EUR) Hongkong dollar (HKD) Japansk yen (JPY) Meksikansk peso (MXN) New Zealand dollar (NZD) Norsk krone (NOK) Polsk zloty (PLN) Singapore dollar ) Sør-Afrikanske rand (ZAR) Svenske kroner (SEK) Sveitsiske franc (CHF) Amerikanske dollar (USD) Euro er lokal valuta for følgende markeder: Østerrike, Belgia, Finland, Frankrike, Tyskland, Hellas, Irland, Italia, Nederland , Portugal og Spania. På tidspunktet for handel for et internasjonalt lager, kan du velge å bosette seg i amerikanske dollar eller i lokal valuta. Hvis du avregner i amerikanske dollar, vil en koblet valutavekslingsordre automatisk bli utført når aksjehandelen din fylles helt eller ved slutten av handelssesjonen hvis bestillingen din fylles ut delvis. Hvis aksjemarkedet ikke fyller i det hele tatt, eller hvis du velger å bosette seg i den lokale valutaen, vil det ikke skje valutaveksling. I tillegg til den vanlige volatiliteten i markedet som hver sikkerhetsvakt innenlands eller utenlands eksponeres for, kan potensiell avkastning påvirkes av svingninger i utenlandsk valuta mot amerikanske dollar. For eksempel kan du ha en 10 gevinst på verdien av en japansk aksje som du slo seg ned i yen, men til enhver tid kan den japanske yenen ha avskrevet verdi mot amerikanske dollar, og dermed kompensere for gevinsten. Vær også oppmerksom på at renter ikke betales på utenlandsk valuta posisjoner. Kostnadene forbundet med internasjonal handel inkluderer: En provisjon belastet på handelen som dekker eventuelle clearing - og oppgjørskostnader og lokale megleravgifter. Ekstra avgifter (dvs. frimerke, transaksjonsavgift, handelsavgifter) som er spesifikke for enkelte utenlandske børser og vil bli identifisert som andre gebyrer på tidspunktet for handelen. En valuta for valutaveksling hvis amerikanske dollar er valgt som oppgjørsvaluta (se ovenfor for mer informasjon). Internasjonale handelsprovisjoner (belastet av marked i lokal valuta) Det kan være tilleggsavgifter eller skatter belastet for handel i visse markeder, og listen over markeder og avgifter eller avgifter kan endres uten varsel. Disse gebyrene eller skatter er inkludert i Estimert Kommisjonens seksjon på Handelsbekreftelsessiden og på din handelsbekreftelse. Mulige tilleggsavgifter eller avgifter inkluderer: Hong Kong Transaksjonsavgift: 0.004 av hovedstol per handel Handelsgebyr: 0,005 av hovedstol per handel Stempelavgift: 0,10 av hovedstol per handel Storbritannia PTM Levy: 1 GBP per handel hvor hovedbeløp er NOK 10 000 GBP Stempel Plikt: 0,50 av hovedstol bare ved kjøp Singapore Clearing Avgift: 0,04 av hovedstol per handel Sør-Afrika Verdipapiroverføringsskatt: 0,25 av hovedstol ved kjøp Frankrike Finansiell transaksjonsskatt: 0,20 av hovedstol ved kjøp av franske verdipapirer, inkludert ADRer Irland Stempelskatt: 1,00 av hovedstol per handel ved kjøp av irske verdipapirer Italia Finansiell transaksjonsskatt: 0,10 av hovedstol ved kjøp av italienske verdipapirer, inkludert ADRer Valutavekselsavgift Hvis du velger amerikanske dollar som oppgjørsvaluta for din internasjonale børs, form av en markering eller markdown) basert på størrelsen på valutakonvertering vil bli belastet når valutakursvekslingen utføres tes. Valutaveksling i amerikanske dollar Valutavekselsgebyr (basispoeng) Hvis du planlegger å handle regelmessig i et bestemt marked, kan du vurdere å bytte ut en viss valuta for å unngå valutavekselsavgift på hver handel. For eksempel, la oss si at du planlegger å handle primært i Hong Kong. Snarere enn å avgjøre handler i amerikanske dollar og betale valuta for valutaveksling på hver transaksjon, kan du gjøre en enkelt, større valutavekslingstransaksjon av dine amerikanske dollar til Hong Kong-dollar. Dette vil tillate deg å avgjøre hver handel i den lokale valutaen, Hong Kong-dollar, som kan gjøre det mulig for deg å redusere de totale handelskostnadene dine. Merk: En valutaveksling vil fortsatt gjelde for den første valutavekslingen fra amerikanske dollar til Hong Kong-dollar. Valutakursen er kursen som en valuta kan byttes ut for en annen. Den er alltid sitert i par som EURUSD (euro og amerikanske dollar) eller USDCAD (den amerikanske dollar og den kanadiske dollar). Dette er en standard som brukes over hele bransjen. Den første valutaen til et valutapar kalles basisvalutaen, og den andre valutaen kalles siteringsvalutaen. Valutaparet viser hvor mye av tilbudsvalutaen som trengs for å kjøpe en enhet av basisvalutaen. Mesteparten av tiden betraktes amerikanske dollar som basisvalutaen, og anførselstegn uttrykkes i enheter av US 1 per sitatvaluta (for eksempel USDJPY eller USDCAD). De eneste unntakene til denne konvensjonen er anførselstegn i forhold til euro (EUR), pund sterling (GBP) og australske dollar (AUD). Disse tre er notert som dollar per utenlandsk valuta og er representert som EURUSD, GBPUSD, AUDUSD. EURUSD-prisen representerer for eksempel antall USD en EUR kan kjøpe. Hvis den nåværende prisen for EURUSD er 1,381683 og du konverterer EUR til USD, vil du motta ca 1,381683 amerikanske dollar for hver euro du bytter ut (1 x 1,381683). Omvendt, hvis du konverterer USD til EUR, vil du motta ca 0,7237 euro for hver amerikanske dollar (11.381683). Valutakursene kan kun oppnås ved å legge inn følgende informasjon på Valuta Utvekslingsbilletten: Bare for illustrasjonsformål Alle utenlandsk valuta og internasjonale aksjebalanser vil bli oppført i dine posisjoner. Du kan også sortere etter valuta for å vise alle valutaer og utenlandske aksjer med eksponering for den valutaen. Din valuta og internasjonale aksjeposisjoner vil også bli inkludert i Global Holdings-delen av Fidelity-kontoutskriften. Se det internasjonale markedstabellen for å se når bestillingen din skal utføres. Ordrer som er registrert utenfor lokale markeds timer, er kø for neste virkedag. Med internasjonale handel, mest vanlige aksjer og børsnoterte fond (ETF) som er oppført i Australia, Østerrike, Belgia, Canada, Danmark, Finland, Frankrike, Tyskland, Hellas, Hong Kong, Irland, Italia, Japan, Mexico, Nederland, New Zealand , Norge, Polen, Portugal, Singapore, Sør-Afrika, Spania, Sverige, Sveits og Storbritannia er tilgjengelige for handel direkte på det lokale markedet. Utenlandske ordinære er aksjer utstedt av et utenlandsk selskap som handler på utenlandsk valuta. Disse aksjene kan handles på OTC-markedet gjennom en amerikansk markedsfører. Nedenfor er egenskaper, inkludert spesifikke gebyrinformasjon, knyttet til utenlandsk ordinær aksjehandel. Internasjonal aksjehandel Utenlandsk ordinær aksjehandel Provisjoner belastes av marked i lokal valuta. En provisjon belastet på handelen som dekker eventuelle clearing - og oppgjørskostnader og lokale megleravgifter Ekstra avgifter (dvs. frimerke, transaksjonsavgift, handelsavgifter) som er spesifikke for enkelte utenlandske børser og vil bli identifisert som andre gebyrer på tidspunktet for handelen En valuta for valutaveksling dersom amerikanske dollar er valgt som oppgjørsvaluta Provisjoner som er belastet, er basert på den amerikanske ordningen for innenlands aksjekontrakter. Vennligst se Stocks-delen i online provisjonsplanen. Utenlandske aksjer som ikke er DTC-kvalifiserte, er gjenstand for ytterligere 50 gebyrer. Valutakurs er innebygd i utførelseskursen på aksjen. Hvis bestillingen din er rutet til en kanadisk megler, kan visse tilleggsgebyrer gjelde: Begrensningsordrer En lokal megleravgift er innlemmet i grenseprisen av den kanadiske megleren. Markedsordrer En lokal megleravgift er innlemmet i utførelseskursen. Valutakurs er innebygd i utførelseskursen. 4 En ADR er en sikkerhet som handler i USA og i amerikanske dollar, men representerer krav på aksjer av utenlandsk aksje. ADR er opprettet av en bank som kjøper utenlandsk aksje og deretter utsteder kvitteringer for det selskapet i USA for handel på et børs eller over disk (OTC) marked. ADR-utbytte betales i amerikanske dollar, men er gjenstand for utenlandsk skattefradrag. En ADR-avgift er et gebyr pålagt av depotbanken i ADR for å kompensere for de administrative kostnadene som er involvert i sponsring av ADR. Transaksjonen vil vises som Fee Charged og vil oppgi ADR og beløpet av gebyret. For utbyttebetalende bøter er avgiften ofte vurdert ved utbetalingstidspunktet. For å lære mer om beløpet og tidspunktet for ADR-avgiftene, se ADR-prospektet. Land legger generelt kildeskatt på utbytte betalt til utlendinger. Mange land inkludert USA-tilbudet en dollar-for-dollar skattekredit for beløpet tilbakeholdt for å unngå dobbeltbeskatning av disse midlene. Kildeskattesatser kan variere fra land til land. USA har skatteavtaler på plass med mange land som tilbyr gunstige priser eller til og med unntak fra kildeskatt. Generelt kan følgende skattesatser brukes på fradrag: Unntatt. Det fremmede landet kan gjenkjenne visse regnskapsregistreringer, slik som skatteoppsigert pensjonskonto, er helt fri fra kildeskatt. Gunstig. Det fremmede landet kan gjenkjenne visse kontotyper for å være berettiget til gunstige eller reduserte kildeskattesatser. Disse kalles ofte traktatpriser. Ugunstig. Hvis det fremmede landet bestemmer at en bestemt fordeling ikke er kvalifisert for fortrinnsbehandling, blir det brukt en global eller ugunstig rente, noe som resulterer i maksimal kildeskattesats. Canada Revenue Agency (CRA) tillater Fidelity automatisk å anvende gunstige kildeskattesatser hvis alle følgende betingelser er oppfylt: Kontoinnehaveren er en ikke-bosatt i Canada som enten er en person som har en adresse i et land som Canada har en gjeldende skatteavtale eller en tillit med en administrator som har en adresse i et land som Canada har en gjeldende skatteavtale med. Fidelity har en fullstendig permanent adresse på fil som ikke er en postkontor eller adressebok. Fidelity har ingen motstridende informasjon om våre filer. Fidelity har ingen grunn til å mistenke at informasjonen er feil eller villedende. Hvis du ikke oppfyller disse kriteriene, kan du fortsatt være berettiget til redusert tilbakeholding ved å bekrefte at du er kvalifisert for traktatsatser, eller søke om fritak direkte med CRA. Du kan skrive ut eller laste ned de riktige skjemaene på Fidelityforms. 1. Internasjonale sanntidsnotater er kun tilgjengelige for ikke-profesjonelle brukere av markedsdata. Profesjonelle brukere vil bli begrenset til markedsdata som er forsinket opptil 15 minutter. Vanligvis betraktes du som en ikke-profesjonell bruker hvis følgende erklæringer er sanne: Du handler i individuell kapasitet og ikke på vegne av noen annen person eller et selskap, partnerskap, aksjeselskap, tillit, forening eller annen form for enhet . Du skal bruke markedsdata i forbindelse med dine individuelle personlige investeringsaktiviteter og ikke i forbindelse med handels - eller forretningsaktiviteter. Du er ikke en verdipapirforhandler, investeringsrådgiver, futures provisjonskjøp, varer som introduserer megler eller handelsvarerådgiver, medlem av et verdipapirutvekslings - eller forenings - eller futureskontraktsmarked, eller en eier, partner eller tilknyttet person av noen av de foregående . Du er ikke ansatt hos en bank eller et forsikringsselskap eller en tilknyttet for å utføre funksjoner knyttet til verdipapirer eller råvare futures investering eller handelsaktivitet. 2. Baseprisen er enten sluttkurs fra forrige handelsdag eller et spesielt tilbud fastsatt av Tokyo Børs eller Osaka Securities Exchange. 3. Den daglige prisgrensen er det beløpet en sikkerhet kan øke eller redusere på en gitt dag i forhold til basisprisen. Limepriser må ligge innenfor det omfanget som er tillatt av den daglige prisgrensen, eller bestillingen vil ikke bli akseptert. 4. Ved bruk av utenlandsk ordinær aksjehandel for handel med kanadiske aksjer, blir ordrer rutet til meglere i Canada og utføres ikke av amerikanske beslutningstakere. Dobbelte børsnoterte kanadiske aksjer kan bli sendt til en kanadisk megler eller et amerikansk markedssenter for utførelse. I alle tilfeller gjelder den innenlandske aksjekontraktsplanen. Valutaveksling er utført på vegne av Fidelity Brokerage Services LLC, og National Financial Services (sammen, Fidelity) av Fidelity Forex, Inc., en tilknyttet Fidelity. Fidelity sender transaksjonen til Fidelity Forex, Inc. for valutatransaksjonen. Fidelity fungerer som agent og Fidelity Forex, Inc. som rektor til valutatransaksjonen. Fidelity Forex, Inc. kan pålegge en provisjon eller markering til prisen de mottar fra interbankmarkedet, som kan resultere i en høyere pris til deg. Fidelity Forex, Inc. kan i sin tur dele en del av eventuelle valutakurser eller markering med Fidelity. Mer gunstige valutakurser kan være tilgjengelige gjennom tredjeparter som ikke er tilknyttet Fidelity. Videre kan større valutavekslingstransaksjoner motta gunstigere priser enn mindre transaksjoner. Før du legger ordren til å kjøpe verdipapirer, er du pålagt å deponere tilstrekkelig fond i selskapet. For tiden tilbyr vi ikke online margin fond kreditt tjenester. Kjøpsbegrensede ordrer: Ordreprisen bør falle til eller 20 sprer lavere enn den rådende markedsprisen. Ordrepris: Ordreprisen skal falle til eller 20 sprer høyere enn den gjeldende markedsprisen. På-auksjonsordre (AO) En auksjonsordre er en ordre uten spesifisert pris og inngår i handelssystemet under Pre-opening-sesjonen for utførelse ved den endelige IEP. Den har en høyere matchende prioritet enn en auksjonsbegrensningsordre. En auksjonsordre vil automatisk bli kansellert hvis den ikke passer. Leveringsbegrenset rekkefølge (ALO) En ordre med en bestemt pris og en auksjongrenseordre er inngått i handelssystemet, men den angitte forespørselsprisen må være innen ni ganger høyere enn dagens forespørte pris. ALO har en spesifisert pris på eller mer konkurransedyktig enn den endelige IEP. Avhengig av markedsforhold, kan ikke alle ordrer på auksjonen matches. Som et resultat vil uovertruffen auksjonsordrer bli kansellert etter ordreinnstemming. Enhanced Limit Order (ELO) En forbedret grenseordre gjør det mulig å samsvare opptil ti priskøer om gangen. Uovertruffen ELO blir samme pris LO. Endringer som gjøres av ELO-inngang på forespurt pris bør ikke være lavere enn gjeldende inngangspris. Ellers vil systemet avvise eventuelle endringer. For kjøpsgrenseordren må prisen settes til markedspris eller innen 20 spreads lavere enn markedsprisen. For salgsbegrensningsordren må prisen settes til markedspris eller innen 20 sprer høyere enn markedspris, ellers kan bestillingsinstruksjonen ikke leveres. Handelsinstruksjonen er bare gyldig til dagene, alle instruksjoner som ikke er fullført, vil ikke bli overført til neste handelsdag. Hvis du har glemt ditt innloggingspassord til handelsplattformen, vennligst kontakt vårt kundeserviceavdeling på (852) 2919 2919. Vi vil tilbakestille passordet ditt og sende det til deg i en forseglet konvolutt per post. Kommisjonen belastet for bestillinger plassert via nettbasert handelsplattform, er atskilt fra provisjon belastet for bestillinger plassert via telefon. Ved å åpne en online trading-tjeneste skal eventuelle nye kunder gi 300 gratis sanntids snapshot sitater per måned. HKD0.3 skal belastes for hvert ekstra tilbud som brukes. Og kunder kan bruke maksimalt 5000 citater per måned. For å belønne støtte fra kunder, er det også en Online Trade Free Quotation Scheme som følger: - Monthly Omsetning (Internett mobil handel) Omsetning fra den siste handelsdagen i forrige måned og den andre siste handelsdagen i den nåværende måneden. Alternativt kan kundene også velge våre streamingnoteringstjenester med en månedlig avgift på HKD390.00, streamingavgiften belastes i avansert. Full streaming tilbudsavgift skal også belastes, selv om tjenestene er startet eller avsluttet i midten av en måned. I tilfelle nødstilfeller (for eksempel ugunstige værforhold), blir du bedt om å være oppmerksom på nyheter eller kunngjøringer fra Hong Kong Exchanges and Clearing Limited. Viktige notater om Stock Connect Northbound Trading Service Trading Hour SSE Trading Session SSE Trading Timer Tid for Exchange-deltakere å legge inn Nordbound-ordre. Åpning av samtale-auksjon Kontinuerlig auksjon (morgen) Kontinuerlig auksjon (ettermiddag) SEHK vil godta Nordbound-ordre fra Exchange-deltakerne fem minutter før fastlandsmarkedsøkten åpnes om morgenen og om ettermiddagen. 09:20 ndash 09:25: SSE vil ikke godta ordreavbestilling 09:10 ndash 09:15 09:25 ndash 09:30 12:55 ndash 13:00: Ordre og ordreavlysninger kan aksepteres av SEHK, men vil ikke bli behandlet av SSE til SSErsquos Market Open Ordrer som ikke blir utført under auksjonen for åpent anrop, går automatisk inn i den løpende auksjonssesjonen Kvote (Aggregated Quota and Daily Quota) Trading under Shanghai-Hong Kong Stock Connect vil i utgangspunktet være underlagt et maksimalt kryss - kvote investeringskvoten (dvs. Aggregate Quota), sammen med en daglig kvote. Northbound trading og Southbound trading vil henholdsvis være underlagt et separat sett av Aggregate and Daily Quota, som overvåkes av henholdsvis SEHK og SSE. Viktig: Både Aggregate Quota og Daily Quota vil gjelde på en ldquonet buyrdquo basis. Under dette prinsippet vil kundene alltid ha lov til å selge sine grensepapirer uavhengig av kvotebalansen. Aggregert Kvote Aggregat Kvotebalanse Aggregat Kvote ndash aggregat Kjøp handler Samlet selge handler (beregnet etter vektet gjennomsnittlig kostnad) Den veide gjennomsnittlige kostnaden for samlet salg handler er beregnet ut fra anskaffelseskost for alle kjøpskunder av den respektive SSE-sikkerheten som gjennomføres i Northbound Trading og er ikke den faktiske tilsvarende kjøpshandelen utført av hver enkelt EP. Hvis Aggregate Quota Balance er mindre enn daglig kvote, vil Northbound-kjøp bli suspendert neste handelsdag. Imidlertid kan investorer fortsette å selge SSE-verdipapirer, som da vil øke Aggregate Quota Balance. SEHK vil gjenåpne Northbound-kjøp når Aggregate Quota-saldoen returnerer til daglig kvote nivå eller over. Daglig kvote Daglig kvotebalanse Daglig kvote ndash Kjøp ordre Selg handler Justeringer Daglig kvotebalanse økes i følgende scenarier: Avbestillingen av kjøpsordrene, eller Kjøpsordren ble avvist av motparten, eller Kjøpsordren ble henrettet på en bedre måte pris Når Northbound Daily Quota Balance faller til null eller overskrides under en kontinuerlig auksjonssession (Continuous Trading), vil det ikke bli akseptert flere kjøpsprosesser for resten av dagen. Underlagt Aggregate Quota Balance, vil SEHK gjenoppta Northbound-kjøpstjenesten på påfølgende handelsdag. Når Northbound Daily Quota Balance faller til null eller Dagkvoten overskrides under åpningssamtalen, vil nye kjøpsordrer bli avvist. Imidlertid, da ordreavbestilling er vanlig ved åpning av anropsauksjon, kan Northbound Daily Quota Balance gjenoppta til et positivt nivå før slutten av åpningsanropsauksjonen. Når det skjer, vil SEHK igjen akseptere Nordbound buy orders. Det bør bemerkes at kjøpsordrer som allerede er akseptert, ikke vil bli påvirket av at dagligkvoten blir brukt og vil forbli på bestillingsboken til SSE, med mindre annet er kansellert av de relevante Exchange-deltakerne. Detaljer kan henvises til følgende tabell: Tidspunkt når Daglig kvotebalanse faller til null eller blir negativ Vil kjøpe bestillinger bli akseptert igjen Hvis en nordgående handelsdag er en halv handelsdag i Hong Kong-markedet, fortsetter Northbound Trading til SSE-markedet er stengt . Den nordgående handelskalenderen vil være tilgjengelig på HKEx-nettstedet før lanseringen av Shanghai-Hong Kong Stock Connect. Trading Information Trading Valuta for SSE Securities er kun i RMB. For Northbound trading kan kun begrensede ordrer (SSE-begrensningsordrer matches til den angitte eller bedre prisen) bli akseptert for SSE Securities gjennom hele dagen, og ordrene kan ikke endres. Exchange Deltakere som ønsker å endre sine Nordbound bestillinger må først avbryte de originale bestillingene og deretter legge inn nye ordrer. Dagshandel er ikke tillatt for hovedmarkedet A-aksjemarkedet. Derfor kan kjøp av SSE-verdipapirer på T-dagen bare selge aksjene på og etter T1. Den eksisterende RMB Equity Trading Support Facility, som drives av Hong Kong Securities Clearing Company Limited (HKSCC), som tjener som reserveinnretning for å gjøre det mulig for investorer å bruke HKD til å kjøpe RMB-nominerte aksjer notert på SEHK, vil ikke være tilgjengelig for SSE Securities handel først. Klienter bør sikre at de har tilstrekkelig RMB til å avgjøre SSE-verdipapirhandler. All handel må gjennomføres på SSE, det vil si at ingen over-the-counter (OTC) eller manuelle handler er tillatt, også blokkeringsvirksomheten vil ikke være tilgjengelig. Ved oppstart vil Shanghai-Hong Kong Stock Connect kun omfatte sekundærmarkedshandel. Primærmarkedets aktiviteter, som for eksempel det offentlige tilbudet, støttes ikke. Aksjekoder for SSE-verdipapirer er 6 siffer, og klienter bør bruke SSE-aksjekoder når de bestiller. Alle SSE-verdipapirer er underlagt samme handelsstyringsparti størrelse, som er 100 aksjer (kjøpsordre må være i styret). Uvanlig varehandel er kun tilgjengelig for salgsordrer, og alle odde varer skal selges i en enkelt bestilling. Det er vanlig at en brett mye kjøpe ordre kan matches med ulike odde mye selge bestillinger, noe som resulterer i merkelige mye handler. Det skal bemerkes at i motsetning til Hong Kong, er brettparti og ulykkelige ordre begge matchet på samme plattform på SSE, og underlagt samme aksjekurs. Maksimal rekkefølge er 1 million aksjer, og kryssstørrelsen er jevnt satt til RMB 0,01. For Northbound trading, kan investorer legge inn merkelige salgsordrer. Imidlertid vil merkelige kjøpsordrer ikke aksepteres. I tillegg må en investor (eller ultimate beneficial owner) som plasserer en merkelig masse selge rekkefølge, sikre at han selger alt merkelig mye i den SSE-sikkerheten på en gang. For SSE Securities er det en generell prisgrense på plusmn10 (og plusmn5 for aksjer under spesiell behandling (dvs. ST og ST-aksjer) i risikobevisstabellen) basert på tidligere sluttkurs. Den øvre og nedre prisgrensen vil forbli den samme intradag. Basert på eierandel av en investor vil SSE avvise en salgsordre dersom kunden ikke har tilstrekkelige aksjer i sin konto. For nordbound trading vil SEHK søke pre-trade sjekking på alle Northbound salgsordrer på kundenivå for å sikre at det ikke er noen overselling fra den enkelte kunde. Selg bestillinger vil bli avvist dersom kumulativ salgsmengde for dagen er høyere enn kundensquos eierandel på markedet åpen. Derfor må kundene sørge for at de har tilstrekkelige aksjer i sine kontoer som er åpnet hos selskapet som fungerer som selger. Hvis aksjene holdes på en konto åpnet med en annen Exchange-deltaker eller en depotfører, må kundene først overføre aksjene til selskapet på T-1 for å selge sine aksjer på T-dagen. En ekstra oppgjørsinstruksjon (SI) - session vil være tilgjengelig om morgenen på T-dag for å tillate depotere å overføre SSE Securities. Den salgbare mengden SSE-verdipapirer vil da bli oppdatert for kontroll før handel. Utenlandske eierbeholdningsrestriksjoner og opplysningsforpliktelser på SSE-verdipapirer I henhold til gjeldende PRC-regler, med mindre annet er tillatt i henhold til de relevante strategiske investorreglene, kan en enkelt utenlandsk investorrsquos (dvs. QFII og RQFII) aksjepost i et børsnotert selskap ikke overstige 10 av totalt utstedte companyrsquos aksjer, mens alle utenlandske investorer eierandel i A-aksjene i et børsnotert selskap ikke har lov til å overstige 30 av sine utstedte aksjer. Når den samlede utenlandske eierandelen av en A-aksje når 26, vil SSE publisere meldinger på sin hjemmeside (sse. cndisclosurediclosureqfii). Dersom samlet utenlandsk eierandel overstiger 30 terskelen, vil de berørte utenlandske investorer bli bedt om å selge aksjene på en siste i første omgang innen fem handelsdager. SSE Securities kjøpt gjennom Shanghai-Hong Kong Stock Connect vil bli vurdert i helhet med de som kjøpes av QFII og RQFII, og er underlagt samme utenlandske aksjebeholdningsrestriksjon. Når SSE informerer SEHK om at den samlede utenlandske aksjeinnehaveren av en SSE-sikkerhet når 28, vil ytterligere Northbound buy orders at SSE Security ikke vil bli tillatt, inntil den samlede utenlandske eierandelen i SSE Security er solgt ned til 26. Hvis 30-grensen overskrides På grunn av Shanghai-Hong Kong Stock Connect vil HKEx identifisere den relevante Exchange Participant og kreve at den følger kravene til tvungen salg. HKEx vil publisere et varsel på nettsiden for å informere markedet om opphør av kjøpsordrer dersom aksjebeholdningsgrensen går over 28 og om gjenopptakelse av kjøpsordrer dersom aksjepostene faller under 26. Utenlandske investorer kan fortsette å selge A-aksjen som samlet utenlandsk aksjepost har nådd 30 terskelen. Dersom slike salgsfunksjoner fører til at samlet utenlandsk aksjepost faller under 30 terskel innen 5 handelsdager, kan Exchange Deltagere som var underlagt kravet om tvungen salg, sende søknad til SEHK om tvangssalgsfrihet på vegne av klientene. For detaljer, se HKEx nettsiden hkex. hk. Ifølge loven i Kina om verdipapirer, når en investor eier eller kontrollerer opptil 5 av de utstedte aksjene i et børsnotert selskap, er investor pålagt å rapportere skriftlig til CSRC og den relevante børsen og informere det børsnoterte selskapet innen tre virkedager. Investoren har ikke lov til å fortsette å kjøpe eller selge aksjer i det børsnoterte selskapet i løpet av de tre dagene. For en slik investor må hver gang en endring i aksjeinnehaveren nå 5, han pålegges (på samme måte som nevnt ovenfor) innen tre virkedager. Fra dagen når opplysningsforpliktelsen oppstår i to virkedager etter at opplysningen er gjort, kan investor ikke kjøpe eller selge aksjene i det relevante børsnoterte selskapet. Dersom en endring i aksjeinnehaveren av investor er mindre enn 5, men resulterer i at aksjene som eies eller kontrolleres av ham, faller under 5 av det relevante fastlands børsnoterte selskap, er investor pålagt å utlevere informasjonen innen tre virkedager. Annen informasjon For annen relevant informasjon om SSE Securities, se siden Shanghai-Hong Kong Stock Connect. Overseas Security Trading PlatformQ1. Hvordan åpner jeg en KE-konto Du kan søke om en konto på nettet, via e-post eller i person hos noen av våre kundesenter eller investorsentre. Klikk her for mer informasjon. Q2. Hva er åpningstiden for kundesenter og investorsentre Våre kundesenter er åpne mandag til fredag (unntatt på helligdager), fra kl. 09.00 til 18.00. Vårt Investorsenter er åpent daglig (unntatt juledag og de første 2 dagene av kinesisk nyttår), fra kl. 10.00 til 22.00. Q3. Hvor lang tid tar det å åpne en KE-handelskonto Nye kunder Det vil ta omtrent 3-7 virkedager å åpne en KE-handelskonto ved mottak av dine utfylte skjemaer og verifisering av signaturen din. Eksisterende kunder Det vil ta ca 2-5 virkedager å åpne en KE Trade-konto ved mottak av dine utfylte skjemaer og verifisering av signaturen din. Q4. Er det noen gebyrer som kreves for å åpne en KE-handelskonto Det er generelt ingen gebyrer eller innskudd som kreves for å åpne en KE-handelskonto. Q5. Er det andre kontoer eller skjemaer som jeg må åpne eller sende før handelsmarkeder tilgjengelig via KE Trade For trading på Bursa Malaysia (tidligere KLSE), må du åpne en nominert CDS-konto hos vår malaysiske motpartsmegler for online-handel. En betaling på SGD5.00 kreves for åpningen av denne kontoen. For handel på amerikanske markeder (NASDAQNYSE), er du pålagt å signere en W8-Ben form. Q6. Hva er handelsgrensen for KE Trade, og hvem skal jeg ringe for å øke min grense? En global handelsgrense (for handler gjort gjennom handelsrepresentanten og KE Trade) er basert på informasjon som er innlevert i kontoenes åpningsskjema. Den daglige handelsgrensen på KE Trade online og mobil er en del av den globale handelsgrensen. Når du har nådd denne grensen på en bestemt dag, vil du ikke kunne handle via KE Trade Online og Mobile. Du kan imidlertid fortsette å handle gjennom handelsrepresentanten dersom de totale utestående transaksjonene ikke overstiger den globale handelsgrensen. På neste markedsdag kan du gjenoppta handel på KE Trade Online og Mobile på samme daglige grense, forutsatt at du ikke har overskredet din globale handelsgrense. Du kan kontakte din handelsrepresentant direkte for å be om en økning i handelsgrensen. For å sjekke din online handelsgrense og handelsrepresentative kontaktopplysninger, vennligst logg inn på KE Trade og gjør følgende: Klikk på ikonet for personlig konfigurasjon Velg profil Velg handelsgrense for onlinegrensen eller velg handelsrepresentant for navn og kontaktinformasjon for handelsrepresentanten. Q1. Hvilke typer avanserte bestillinger er tilgjengelige på KE Trade Online Limit Orders med dagordre validitet og prisutløste ordrer (PTO), nemlig If-Touched og Stop Orders, er standardfunksjoner gitt til KE Trade-kunder. Andre avanserte ordrer som markeds - og markedsbegrensede ordrer, og bestillingsgyldigheter, inkludert God-Till-dato (GTD), Godkjent Maksimum (GTM), Fill-and-Kill (FAK), Fill-Or-Kill FOK) og Session State Orders (SSO), er tilgjengelig på forespørsel, med forbehold om godkjenning. Vennligst se Q4 nedenfor for å finne ut hvordan du sender inn forespørselen din. Q2. Vil alle KE Trade-klienter ha tilgang til avanserte bestillinger For øyeblikket har kun KE Trade Cash-konto kunder mulighet til å legge avanserte ordre på SGX. Q3. På hvilke markeder kan jeg plassere Avanserte bestillinger Avanserte bestillinger kan bare plasseres på SGX. Q4. Hvordan søker jeg om tilgang til andre avanserte bestillinger enn standardtypene For å be om tilgang til andre typer avanserte bestillinger, logg inn på KE Trade Online og gå til e-Services gt Advanced Order Access. Din forespørsel vil da bli sendt inn til godkjenning. Q5. Hvor navigerer jeg til KE Trade for å plassere avanserte bestillinger Naviger til Avansert BuySell-siden ved å klikke på ldquoAdvancedrdquo-knappen øverst til venstre på BuySell-siden. Q6. Hva vil skje med min Advanced Orderrsquos køposisjon hvis jeg gjør et endring Klienter har lov til å endre (økning) deres bestillingspris og / eller antall. Vær oppmerksom på at den reviderte ordreprisen vil bli sjekket mot det tvunte bestillingsområdet, og hvis ingen tvunget nøkkel ble brukt i den opprinnelige bestillingen, vil eventuelle bestillinger med en revidert pris bli avvist av SGX ved over 20 bud fra den gjeldende siste ferdige prisen. Tabellen nedenfor viser virkningene av endringer på ordreprioritet: Ordreendringshandling De andre avanserte ordrene som er oppført ovenfor, er tilgjengelige på forespørsel, med forbehold om godkjenning. Vennligst se Q4 ovenfor for å finne ut hvordan du sender inn forespørselen din. Q8. Er avanserte bestillinger tilgjengelige på KE Trade Mobile på KE Trade Mobile, kan du bare se, redusere mengden eller trekke ut eksisterende avanserte bestillinger som du har lagt inn online. Q1. Hva er en Limit Order En Limit Order er en ordre som krever at du oppgir en pris og mengde du vil handle på. Q2. Hvordan fungerer en Limit Order En Limit Order er avhengig av valgte validerte ordre. En Fill-and-Kill (FAK) Limit Order er en ordre som blir matchet så snart bestillingen er oppgitt i bestillingsboken. Resten av bestillingen som er ufylt, utløper umiddelbart. Ordren sitter ikke i bestillingsboken. Eksempel En FAK Limit Order er plassert til en bud pris på 3 med en mengde på 20 partier. Markedet har en selgeside på 10 partier. 10 partier vil bli matchet og de resterende 10 delene blir avvist og utløper. En Fill-or-Kill (FOK) Limit Order er en ordre som enten blir fylt helt eller helt utløper. Eksempel En FOK-ordre er plassert til en budpris på 3 med en mengde på 20 partier. Markedet har en selgeside på 10 partier. Hele bestillingen på 20 partier vil bli avvist og utløpt. En dagbegrensningsordre sitter i bestillingsboken og utløper ved slutten av handelsdagen dersom den ikke fylles. Det er to typer langdate bestillinger: God-til-dato (GTD): En forhåndsbestemt dato er angitt som ordren vil utløpe. Denne datoen må være innen 30 kalender dager fra datoen for bestillingen. Eksempel Hvis en GTD-ordre er plassert 5. januar 2015, og investor ønsker å beholde bestillingen i bestillingsboken i 3 dager, kan bestillingen hvile i bestillingsbok til slutten av handelsdagen 7. januar 2015 eller fylles før det. God-till-Maksimum (GTM): Ordren vil sitte i bestillingsboken i maksimalt 30 kalender dager. Eksempel Hvis en GTM-ordre er plassert 5. januar 2015, vil bestillingen ligge i bestillingsboken til slutten av handelsdag 3. februar 2015 eller fylles før det. Q1. Hva er markedsordre En markedsordre er en ordre som inngår i bestillingsboken med en angitt mengde, men uten pris, i motsetning til en begrensningsordre. Det er rent volumbasert og handles til den beste prisen som er tilgjengelig i markedet i øyeblikket når bestillingen er plassert. Q2. Hvordan fungerer en markedsordre En markedsordre har bare 2 typer ordre validiteter. En Fyll-og-Død (FAK) Markedsordreres mengde fylles i størst mulig grad og utløper umiddelbart. Ingen FAK-ordre sitter i bestillingsboken. Eksempel En FAK markedskjøpsordre for 20 stk ble plassert og markedet har et tilbudsmengde på 10 stk. 10 partier vil bli matchet og den gjenværende bestillingen vil bli avvist og utløpe. En Fyll-eller-Død (FOK) Markedsordre er enten fylt eller utgått helt. Ordren vil ikke sitte i bestillingsboken. Eksempel En FOK Markedsordning for 20 stk. Ble plassert og markedet har et tilbudsmengde på 10 stk. Hele bestillingen på 20 partier vil bli avvist og utløper da den totale bestillingen ikke kunne fylles helt. Q1. Hva er en marked-til-begrensningsordre En markeds-til-begrensningsordre er en ordre som inngår i bestillingsboken med en mengde, men uten pris, akkurat som en markedsordre. Imidlertid vil det bli matchet med dagens beste bud eller spørpris. Hvis bestillingen er delvis fylt etter at den er matchet til gjeldende beste pris, blir resten sendt som en Limit Order til samme pris som den tidligere kampen skjedde. Q2. Hvordan fungerer en ordre fra en ordre til en begrensning En Fill-and-Kill (FAK) marked-til-begrensningsordre fylles i størst mulig grad til den best tilgjengelige prisen, og resten vil bli avvist og utløpt. Eksempel A Fill-and-Kill (FAK) Markeds-til-Limit buy-order for 10 mange vil bli matchet til best mulig pris. Forutsatt at det er 5 mange tilbudt på 3, vil 5 partier bli matchet og de resterende 5 delene blir avvist og utløper. En Fyll-eller-Død (FOK) Market-to-Limit kjøpsordre vil bare bli matchet helt til den beste tilgjengelige forespørselsprisen, eller den vil bli avvist og utløpe helt. Eksempel En Fyll-eller-Døpe Marked-til-Limit Kjøpsordre for 10 mange aksjer vil bare bli matchet dersom det er minst 10 mange aksjer på tilbudssiden av bestillingsboken til best mulig pris. Hvis det er færre enn 10 mange tilgjengelig til den best tilgjengelige prisen, vil Fill-or-Kill-kjøpsordren bli avvist og utløpe uten at noe av det blir matchet. En Day Market to Limit Order vil bli matchet til den best tilgjengelige prisen, og resten vil bli konvertert til en Limit Order. Eksempel En Dag Markedsgrense-salgsordre for 10 mange vil bli matchet til best mulig pris. Anta at det er 5 mange tilbudt på 3, ordren vil bli delvis fylt og de resterende 5 delene vil bli konvertert til en Limit Order og sitte i bestillingsboken. Limitordreprisen for de resterende 5 delene vil være 3, den siste prisen. Det finnes to typer langtidsordnede bestillinger: God-til-dato (GTD) bestillinger utløper på en spesifisert dato som er innen 30 kalender dager fra den dagen bestillingen er plassert. God-til-Maksimum (GTM) bestillinger vil sitte i bestillingsboken i maksimalt 30 kalenderdager. Q1. Hva er prisutløste ordrer (PTO) Prisutløste ordrer (PTO) vil bare bli utløst og konvertert til en faktisk ordre i ordreboken når målprisen som angitt av investor er oppfylt. Ordrer som ikke er aktivert innen utgangen av handelsdagen, utløper automatisk. De nåværende kraftuttakene som er tilgjengelige på KE Trade Online, er If-Touched og Stop Orders. De kan kun plasseres i løpet av den åpne markedsøkten. Q2. Hvordan fungerer en If-Touched Order En If-Touched Order fordeler investorer ved å gi dem fleksibilitet til å kjøpe og selge til en bestemt pris uten at investorer må hele tiden overvåke markedsbevegelser. Det er spesielt brukt i rasktflyttende markeder, når investorer kanskje ikke kan få tilgang til markedet i tide for å dra nytte av kjøp eller salgsmuligheter. Eksempel Prisen på en aksje er for tiden 11,40 og en investor planlegger å bestille for å kjøpe aksjen kl. 11.00, bare hvis prisen faller under 11,20. Investoren kan plassere en If-Touched Limit Order-pris kl 11.00 og utløse pris på 11,20. Dette scenariet er illustrert nedenfor: Når utløserkursen er trukket, blir ordren markedsført og vil bli utført når markedsprisen rammer grenseverdien. Hvis ikke, vil ordren bli holdt i systemet. Når markedsprisen rammer grenseverdien, vil ordren bli utført. Q3. Hvordan gjør en Stoppordre-Stopp Stoppordre brukes når en investor ønsker å utføre en ordre til en bestemt pris, men markedet handler ikke for tiden til den aktuelle prisen. De er nyttige for breakout-bransjer hvor en investor vil ha sin ordre utført bare dersom markedet handler over en bestemt pris. Stoppordrer kan brukes til å: Minimere et tap eller beskytte et overskudd på en eksisterende lang eller kort posisjon. Stoppordrer brukes vanligvis som beskyttelse mot bortfallskurser. For eksempel, i et fallende marked, kan en investor som er lengre på en bestemt disk, ønske å gå inn i en Stop Sell Order som vil sannsynligvis begrense tapene som står overfor. På samme måte, i et stigende marked, kan en investor som er kort på en bestemt kassett, inngå en Stop Buy Order for å begrense tapene som står overfor ved å dekke den korte posisjonen. Starte en ny lang eller kort posisjon. Stoppordrer tjener investorer ved å la dem handle uten at det er nødvendig å hele tiden følge markedsbevegelsene. Den er spesielt nyttig i rasktflytte markeder, hvor investorer kanskje ikke har tid til å reagere raskt for å begrense tap som oppstår fra handelsposisjonene. Eksempel En investor har en lang posisjon på 500 aksjer som han kjøpte kl 10.20. Han ønsker å begrense tapet til 300. Markedsprisen er for tiden 10,00. Investoren ville plassere en Stoppordre med en pris på 9,80 og utløse pris på 9,60. Når aksjekursen faller til 9,80, vil ordren bli utløst, og hvis prisen faller til 9,60, vil den bli utført. Når markedsprisen treffer utløsningsprisen, vil ordren bli sendt til utvekslingen. Når markedsprisen treffer stoppprisen, vil ordren bli utført. Q4. Hvordan varierer If-Touched og Stop bestillinger fra hverandre En If-Touched Order er plassert for å sikre at bestillingen vil bli utført til ønsket pris for maksimal gevinster, mens en Stop Order vanligvis brukes som en begrensningsmekanisme med respekt av åpne posisjoner. For salgsordrer er stoppprisen for en stoppordre derfor plassert under gjeldende markedspris, mens utløsningsprisen for en selger If-Touched Order er plassert over dagens markedspris. Det motsatte gjelder for kjøp bestillinger der stoppprisen for en Stop Order vil være over markedsprisen og utløserkursen for If-Touched Order vil være under markedsprisen. Q5. Hva er risikoen forbundet med If-Touched Orders Utløsningsprisen kan aktiveres ved en kortvarig svingning i en aksjekurs. For Stop If-Touched-ordrer, når utløserkursen er nådd, blir ordren en markedsordre og transaksjonskursen kan være ganske forskjellig fra den påtatte prisen, spesielt i et raskt eller i et prisfallsscenario hvor aksjekursene kan endres raskt. Det er mulig å unngå risikoen for at en If-Touched Market Order ikke garanterer en bestemt pris ved å plassere en If-Touched Limit Order. Men med begrensede ordrer kan resten av den ufylte bestillingen ikke utføres dersom prisen går over grenseverdien. Q6. Hva er risikoen forbundet med Stoppordrer Stoppeprisen kan aktiveres ved en kortvarig svingning i en aksjekurs. For Stop Market-ordrer, når stoppeprisen er nådd, blir Stop Order en markedsordre og transaksjonskursen kan være ganske forskjellig fra stoppprisen, spesielt i et rasktflyttende marked eller i et prisfallsscenario hvor aksjekursene kan endres raskt. Det er mulig å unngå risikoen for at en Stop Market Order ikke garanterer en bestemt pris ved å plassere en Stop Limit Order. Session State Orders (SSO) Q1. Hva er en Session State Order En Session State Order (SSO) er en instruksjon for å legge inn en bestilling i en ordrebok i en bestemt økt tilstand på en handelsdag. En Session State Order er ikke synlig for resten av markedet før den utløses. Session State Orders som ikke utløses innen slutten av handelsdagen, utløper automatisk. Q2. Når kan SSOs inngå i ordreboken kan SSOs plasseres under Pre-Open-sesjonen og vil bli utløst under Open-sesjonen. SSOer kan plasseres i løpet av den åpne økten og vil bli utløst under Pre-Close-økten. Brokerage and Other Fees Q16. After opting out, when will I start receiving paper statements Contract notes for trades placed in the Singapore market amp Daily statements for trades placed in foreign markets Your request to opt out will take approximately 3 working days to process. You will be able to access your e-Statements till the end of the current month. Thereafter, you will not be able to access e-Statements. Monthly statements You will receive paper statements the month after you opt out. F. eks If you opt out on 31 January 2017, you will start receiving paper statements in February 2017. Q1. What are the benefits of trading via KE Trade Easy log in to your cash and margin accounts with a single User ID and password. Trade in multiple markets around the world with the added advantage of having dynamic real-time quotes (only on selected markets) available on screen. View simultaneous investment pages with our proprietary 4Site screen for optimal stock review. Do away with keying in orders one at a time. With our proprietary Batch Order function, now you can place up to 5 SGX counters to buysell, all at one click of a button. Withdraw up to 5 orders simultaneously with our Quick Withdrawal function. Trade online with our margin account service where you can trade up to 3.5 times your collateral placed with us (our margin financing terms and conditions will apply). This service and feature gives you greater flexibility to maximise investment opportunities. Receive stock alerts via web-alerts, SMS or e-mail to monitor stock movements by using different types of alert triggers - price, percentage change from intra-day price and cumulative volume. Choose to settle your trades in local or foreign currency for foreign counters. Create and customise up to 10 watchlists to monitor the latest price movements of your favouite Singapore and foreign counters, all in a single watchlist. Manage your investment exposure with our Account Management function. You are able to view your daily trust account and custodian balances for cash accounts, as well as your stock holdings, account ledger and margin position summary for margin accounts. As an added service, the daily forex rates are also made available to you. Create your personal investment portfolio to view your positions, portfolio valuation and the realisedunrealised profitloss statement of your investments. You can also choose to export your portfolio to MSExcel. Check your Internet trading limits, Trading Representatives name and contact details, account details, and update your personal details. Study the trend of buying and selling a particular counter on a real-time basis with Trade Summary. Monitor actual transactions for a particular counter with Time and Sales. Watch a counter with Intra-Day Charts which displays charts plotted on real-time basis with time and sales data. Use the ever popular Market Depth which displays the SGX-ST ready market of up to 20 levels of bid and offer prices (Market Depth is a subscription-based service for SGX-ST counters). Personalise the settings of selected pagelets to your liking. You can change the colours of the fonts and columns, organise your chosen information by columns, and change pagelet layouts to your preference. Q2. What markets are available for trading via KE Trade Singapore (SGX) Hong Kong (HKEx) Malaysia (Bursa Malaysia) US (Nasdaq, NYSE and NYSE Arca) Stock Exchange of Thailand ( SET) Shanghai (SH-HK Connect North Bound) Q3. What is a KE Trade Prefunded Account It is a collateralised trading account where the trading limit is equivalent to the amount of funds deposited into the account. It lets you enjoy lower online brokerage rates for SGX and other markets. Q4. Will my KE Trade Prefunded trading account be linked to my existing KE Trade User ID and Password Yes. If you have an existing KE Trade User ID and Password, you may log in and trade with your KE Trade Prefunded Trading Account using the same User ID and Password. Q5. Where are the shares kept for KE Trade Prefunded Accounts The shares are kept in a custody account under Maybank Kim Eng and can only be sold via Maybank Kim Eng. All corporate actions entitlement (dividends, rights etc) will also be managed by Maybank Kim Eng. Q6. Can I sell my share holdings in my Central Depositary Global Securities Account (CDP GSA) using the KE Trade Prefunded Account The shares must be transferred from CDP GSA to your KE Trade Prefunded Account first before selling. Share transfer fees may be found here . Q7. Is it possible to open a joint account with a person under 18 years of age A joint account can only be opened with a person aged 18 years and older. Q8. What do I need to know about Specified Investment Products (SIPs) In 2012, the Monetary Authority of Singapore (MAS) introduced guidelines for broking firms to provide safeguards to retail investors who wish to trade Specified Investment Products (SIPs). These products have complex features and risks that can be difficult to understand. Under these guidelines, both existing and new clients are required to be formally assessed by their broking firm for relevant knowledge and experience in trading SIPs. A general guide on safeguards when purchasing SIPs is available here. Listed SIPs include: Structured warrants Futures Exchange traded funds (ETFs) Exchange traded notes (ETNs) Learn more about Listed SIPs through the SGX Online Education Programme here . Unlisted SIPs are not listed on a securities exchange and include: Contracts for difference (CFDs) Leveraged foreign exchange trading (LFX) Equity link notes (ELN) Structured products Learn more about Unlisted SIPs on the ABS-SAS Online E-Learning Portal here . Q9. What are the measures regarding SIPs How will they affect me The following two measures will apply to you if you wish to purchase a SIP or open an account for trading SIPs: Assessing if you fulfil the MAS requirements for competency in trading SIPs. Maybank Kim Eng must find out if you have the relevant knowledge or experience to understand the risks and features before offering a SIP to you or opening an account for you to trade SIPs. To be eligible for trading in Listed andor Unlisted SIPs, you need at least 6 trades in any Listed SIPs andor 6 trades in CFDs or andor 6 trades in LFX in the preceding 3 years with Maybank Kim Eng andor other brokers, or satisfy one of the following four criteria:Have a diploma or higher qualifications in accountancy, actuarial science, businessbusiness administrationbusiness managementbusiness studies, capital markets, commerce, economics, finance, financial engineering, financial planning, computational finance and insurance or Have a professional finance-related qualification orHave a minimum of 3 consecutive years of working experience in the past 10 years in development of, structuring of, management of, sale of, trading of, research on or analysis of investment products, or the provision of training in investment products. Work experience in accountancy, actuarial science, treasury or financial risk management activities will also be considered relevant experience. Such working experience would also include provision of legal advice or possession of legal expertise on these areas. orDemonstrate sufficient understanding of the features and risks of derivatives through the SGX Online Education on SIPs for Listed SIPs and the ABS-SAS E-Learning Portal for Unlisted SIPs. Maybank Kim Eng will assess whether you may proceed to purchase an Unlisted SIP or trade Listed SIPs by conducting a Client Proficiency Assessment (CPA) to assess your knowledge and experience before allowing you to trade in SIPs. If you already have an account for trading SIPs, please refer to Q9. Q10. What if I already have a trading account with Maybank Kim Eng and want to trade SIPs If you have an existing account and wish to continue trading SIPs through the account, Maybank Kim Eng will be required to conduct a Client Proficiency Assessment (CPA) to assess your knowledge and experience before allowing you to trade in SIPs. If you wish to qualify to purchase Listed or Unlisted SIPs, please download and complete the Client Proficiency Assessment (CPA) Form . Q11. How will Maybank Kim Eng decide whether I can trade SIPs If you wish to qualify to purchase Listed or Unlisted SIPs, please download and complete the Client Proficiency Assessment (CPA) Form . Please mail the completed form to: Maybank Kim Eng Securities Pte Ltd Client Services Department 9 Temasek Boulevard 12-00 Suntec Tower Two Singapore 038989 Alternatively, visit any of our Customer Service Centres or our Investor Centres to complete the Client Proficiency Assessment (CPA) Form . Maybank Kim Eng will assess if you fulfil the MAS requirements by possessing the relevant educational qualifications, work experience or investment experience in that product or similar products, and will take into account whether you have demonstrated sufficient understanding of the product based on your declaration in the form. Q12. Are all Overseas Listed Investment Products classified as Excluded Investment Products (EIPs) or Specified Investment Products (SIPs) With effect from 4 January 2013, the following Overseas Listed Investment Products are classified as EIPs: Shares Fully-paid depository receipts representing shares Subscription rights pursuant to rights issues Company warrants Units in business trusts Units in real estate investment trusts Debentures (other than asset-backed securities and structured notes) Any other Overseas Listed Investment Products not included in this list remain as SIPs. Q13. What is the Risk Warning Statement for Overseas Listed Investment Products (ldquoRWSrdquo) about The RWS highlights the key risks that customers should be aware of before trading in overseas listed investment products. These include differences in legal systems, regulatory regime, political, social and economic developments as well as differences in costs, counterparty and correspondent broker risks between the foreign jurisdictions and Singapore. Please refer to the RWS for details. Q14. Why do I need to acknowledge receipt of the RWS According to the MAS Notice on the Sale of Investment Products SFA04-N12, we are required to disclose to you the risks involved in transacting in overseas-listed investment products. You may either sign and return a copy of the RWS or acknowledge the RWS electronically via KE Trade to confirm that you have understood the risks prior to trading in any overseas-listed investment products. Q15. When do I need to acknowledge receipt of the RWS With effect from 4 January 2013, you are required to read and acknowledge the RWS before performing your first transaction in Overseas Listed Investment Products (for both EIPs and SIPs). Q16. Am I allowed to sell my existing holdings of Overseas Listed Investment Products if I have not signed the RWS If you have not signed and returned the RWS, you may only sell your existing holdings of Overseas Listed Investment Products through your Trading Representative. To acquire any new positions of Overseas Listed Investment Products, you are required to acknowledge receipt of the RWS prior to trading. Q17. How is the RWS different from the Customer Proficiency Assessment (CPA) Clients need to acknowledge receipt of the RWS if they wish to transact in overseas-listed investment products, be it SIPs or EIPs. The CPA is only required to be completed if clients wish to transact in SIPs, be it SGX-listed or overseas-listed. Q18. How soon can I trade Overseas-Listed Investment Products after I submit the RWS acknowledgement For online submission via KE Trade Online submission enables you to transact online in Overseas Listed Investment Products immediately. For trading in the US markets, this is on the condition that the W-8BEN Form has been submitted. For hard copy submission You will be able to trade Overseas-Listed Investment Products 1-2 business days after we have received, verified and updated your signed RWS. For trading in the US markets, this is on the condition that the W-8BEN Form has been submitted. Q19. For joint accounts, do both joint account holders have to acknowledge receipt of the RWS Yes. Both account holders are required to acknowledge the RWS before they are allowed to transact in Overseas Listed Investment Products via the joint account. Acknowledgement for joint account holders has to be via hard copy submission. However, joint account holders who also maintain individual trading accounts can submit their online acknowledgement via their individual trading accounts. Q20. If I have multiple accounts with Maybank Kim Eng, do I need to acknowledge the RWS for every account You are only required to sign the RWS once. The acknowledgement will be applied across all your trading accounts maintained with us. Q21. To whom does the RWS apply in respect of transacting in Overseas Listed Investment Products The requirement for acknowledgement of the RWS applies to all Retail Investors. The RWS is not required if you are: An Accredited Investor An Expert Investor Q22. What are corporate actions and their effects on stock prices A corporate action is an event initiated by a publicly-traded company that affects the securities issued by the company. Corporate actions are typically agreed upon by a companys board of directors and authorised by the shareholders. Some examples of corporate actions are stock splits, dividends, mergers and acquisitions and rights issues. When a publicly-traded company issues a corporate action, it is initiating a process that will bring actual change to its stock. By understanding these different types of processes and their effects, an investor can have a clearer picture of what a corporate action indicates about a companys financial affairs and how that action will influence the companys share price and performance. It is important for an investor to understand the various types of corporate actions in order to get a clearer picture of how a companys decisions affect the shareholder. The type of action used can tell the investor a lot about the company, and all actions will change the stock itself one way or another. Investors may obtain information (e. g. corporate action) about a listed company from the relevant exchanges website: Q23. How can I update my mailing address Log in to your CDP Internet Service account and select the Customer Service tab. Thereafter, make the changes under ldquoViewUpdate Profilerdquo or Complete CDPs Update of Particulars Form. attach a copy of your NRIC or other original supporting documents (e. g. Bank statementsIncome Tax Statements) reflecting your new address and mail it to us at: Maybank Kim Eng Securities Pte Ltd Client Services Department 9 Temasek Boulevard 12-00 Suntec Tower Two Singapore 038989 Q24. How can I update my signature andor personal particulars (Name, NRIC, Nationality, PR Status etc) Updating of Signature Visit CDP or any Maybank Kim Eng Investor Centre or Customer Service Centre with your relevant supporting document(s) . or Complete CDPs Update of Signature Form and attach your relevant supporting document(s). Get the form(s) and document(s) verified by any of the following CDP Authorised Representatives before mailing them to Maybank Kim Eng or CDP: Notary Public officially registered with the countryrsquos governmental institution Advocates amp Solicitors (preferably with a branch in Singapore) Justice of Peace Commissioners for Oaths Updating of Personal Particulars Visit CDP or any Maybank Kim Eng Investor Centre or Customer Service Centre with your relevant supporting document(s) . or Complete CDPs Update of Particulars Form and attach your relevant supporting document(s). Get the form(s) and document(s) verified by any of the following CDP Authorised Representatives before mailing them to Maybank Kim Eng or CDP: Notary Public officially registered with the countryrsquos governmental institution Advocates amp Solicitors (preferably with a branch in Singapore) Justice of Peace Commissioners for Oaths Q25. How do I set my desired User-ID Step 2: Click the Personal Configurations icon. Step 3: Select Change User ID then key in your new User ID and current password. Step 4: Click Change. Q26. How do I activate trade alerts Step 2: Click the Personal Configurations icon. Step 3: Select Configure Alert and enter your mobile number andor e-mail address, depending on whether you wish to receive SMS andor e-mail alerts. Step 4: Click Save. Step 5: Click Send Test Alert. A test alert will be sent to your mobile phone andor e-mail address. Q27. How do I activate stock alerts Follow steps 1-5 from the section Activate Trade Alerts above. Step 6: Click Trade gt Stock Alerts Step 7: Select the market of your choice and key in your desired stock code or stock name. Step 8: Click Add. Step 9: Select your Alert Type and key in the Alert Value. Step 10: Click Configure Alert. Q28. How do I add trades to my portfolio view if the trades were not done through Maybank Kim Eng Step 2: Click the Portfolio tab Step 3: Click Manual Entry Step 4: Key in the details of your trade Step 5: Click Add Q29. How do I remove trades from my portfolio view Step 2: Click the Portfolio tab Step 3: Click Portfolio Management Step 4: Select the trade you wish to delete Step 5: Click Delete Monthly Investment Plan Q1. What is Monthly Investment Plan Monthly Investment Plan is a service that allows clients to buy their preferred counter on a pre-determined date on a monthly basis. Q2. When will my Monthly Investment Plan order be executed Orders submitted under the Monthly Investment Plan service are scheduled to be executed on the 8th of every month. If the 8th falls on a non-business day for Singapore, the purchase will be made on the first Business Day after the 8th of that calendar month for all markets. If the 8th falls on a non-business day for a foreign market, the purchase for the foreign listed security will be made on the first Business Day after the 8th of that calendar month for that foreign market. Q3. What securities can I buy under Monthly Investment Plan There are over 230 securities across 5 markets (Singapore, United States, Hong Kong, Malaysia and Thailand) eligible under the Monthly Investment Plan. Eligible securities are typically components of popular indices, exchange traded funds (ETFs) and Real Estate Investment Trusts (REITs). You may log in to KE Trade gt e-services gt Monthly Investment Plan gt List of Eligible Securities to view the full list of eligible securities. Q4. How much will it cost me to invest The minimum investment amount for Monthly Investment Plan is SGD100, capped at a maximum amount of SGD10,000. The brokerage fee for investment amounts less than SGD1,000 is 1 and 0.18 for investment amounts of SGD1,000 and above, minimum of SGD1 and SGD10 respectively. Q5. How do I open a Monthly Investment Plan trading account Monthly Investment Plan is a service that is offered to all KE Trade Prefunded Account holders. If you are an existing KE Trade Prefunded Account holder, simply log in to KE Trade, click on e-Services gt Monthly Investment Plan, and you will be able to submit your Monthly Investment Plan request. If you do not have a KE Trade Prefunded Account, you may contact your Trading Representative or approach any of our Customer Service counters to open a KE Trade Prefunded Account. Q6. Is it possible to invest using Monthly Investment Plan together with my child You may open a joint KE Trade Prefunded Account with persons 18 years of age and above. Shares bought under Monthly Investment Plan will be held in this account under both names. However, joint accounts cannot be opened with a person under 18 years of age. Q7. Are there any maintenance fees or charges for Monthly Investment Plan There are no additional maintenance fees or charges for Monthly Investment Plan. All relevant fees and charges applicable to KE Trade Prefunded Account will still apply. You may refer here for more details. Q8. When should I transfer my funds for Monthly Investment Plan You are to ensure that your trust account has sufficient funds for deduction, one business day before the purchase date (8th of every month). The deadline for funds transfer is dependent on the mode of funds transfer i. e. GIRO, internet banking fund transfer, cheque or cash deposit. For GIRO payment, transfer of funds to your KE Trade Prefunded account takes place on the first business day of the month. The amount transferred is based on your total subscriptions as at the day before the deduction of funds takes place. Q9. What happens if there are insufficient funds in my KE Trade Prefunded account If there are insufficient funds in your KE Trade Prefunded account one business day before the purchase date (8th of every month) at 11.59pm, your Monthly Investment Plan order(s) will be executed using the existing funds in your account. If you have less than SGD100 in your account, the order will not be executed at all. Assume your Monthly Investment Plan order is for SGD200 worth of stock. On the business day before the purchase date (8th of every month), if you only have SGD100 in your KE Trade Prefunded account, SGD100 will be used to purchase your Monthly Investment Plan stock. Q10. Is there a lock-in period What happens if I choose to terminate Monthly Investment Plan There is no lock-in period. You may withdraw from Monthly Investment Plan by submitting your request via KE Trade. Click on e-Services gt Monthly Investment Plan gt Withdraw MIP. As a KE Trade Prefunded Account holder, you may continue to hold the shares bought under Monthly Investment Plan service. You may also choose to sell your investments via KE Trade or by calling your Trading Representative. Q11. How would I know how many shares have been bought throughout my investment As a KE Trade Prefunded Account holder, you will be receiving contract notes for every transaction and monthly statements. You may also view your trust account balances and portfolio holdings by logging in to KE Trade. Q12. Where are my investments held As a KE Trade Prefunded Account holder, all your investments will be held in a segregated Maybank Kim Eng trading account under your own name. Your shareholdings will not be co-mingled with other clients. Q13. Why was the value of shares purchased less than the investment amount indicated The value of shares purchased will always differ slightly from the investment amount due to rounding of the quantity of shares, as well as the applicable brokerage fees and exchange charges. If the difference is substantial, there could be two possible reasons: your trust balance is less than your investment amount indicated, or there were not enough shares available for purchase. Q14. I have successfully submitted my request. Why was my chosen security not purchased There could be four possible reasons: your trust balance is less than SGD100 (which is the minimum investment amount), the share price of your chosen security is higher than your indicated investment amount, a trading halt occurred or there was a lack of odd lot sellers for that security. Q15. How will I be notified of my transaction amount and commission fees charged Contract notes will be generated and made available to you. Q16. Would I receive any interest on the excess fund in my account As a KE Trade Prefunded Account holder, you are entitled to interest on your excess funds in your trust account. For more details, please refer to General FAQs. Q17. Will I be entitled to corporate actions such as dividend payment, bonus issue, rights issue, etc As a KE Trade Prefunded Account holder, you are entitled to all corporate actions such as dividend payments, bonus issues and rights issues. If there is a dividend payment, and it requires the shareholder to elect if he wants the dividends to be paid in the elected currency, cash, or in shares, we will send a dividend election form via post. If there is no response, dividends will be paid in SGD cash. Cash dividends or shares will be credited to your KE Trade Prefunded account. For rights issues, we will likewise inform you via post and rights shares will be credited to your KE Trade Prefunded account. Bonus shares will also be credited to your KE Trade Prefunded account. Q1. What is Multi-Currency e-Pay Enhance your online trading advantage with KE Trades new payment service - Multi-Currency e-Pay, the first-of-its-kind in Singapore. Enjoy the convenience of trading and paying for SGD, HKD and USD denominated stocks through a single platform: KE Trade Online. Eliminate the need for foreign currency conversion when you link KE Trade to a Maybank account that holds the same currency that your stock is denominated in. In addition, get speedier payouts with no hidden costs or service charges to maximise your potential yield and make the most of trading opportunities. Q2. Why Choose Multi-Currency e-Pay One Efficient Platform With this convenient, seamless service on KE Trade Online, there is no need to log into a separate internet banking account to pay for stocks. In addition, sales proceeds will be credited to your designated Maybank accounts right on the due date, meaning faster access to funds. Eliminate the Need for Foreign Currency Conversion Your KE Trade Online account will be linked to a Maybank account which holds the currency that your stock is denominated in. It allows you to tap directly on the account when you pay and hereby eliminates the need for foreign currency conversion which may impact your yield. No Hidden Costs or Service Charges Unlike other modes of foreign currency payment like Telegraphic Transfers (TT) or foreign currency cheque issuances where a service charge is typically imposed, there are no service charges imposed when you make payment via Multi-Currency e-Pay. Preferential Interest Rates Enjoy preferential interest rates and fee waivers for your Maybank SGD, HKD and USD banking accounts. Click here for more details. Option to Set a Backup Account Multi-Currency e-Pay allows you to set a secondary account as a backup to your primary account for deduction of share payments, should the primary account have insufficient funds. This will prevent force selling of shares due to non-payment. Q3. Are there any charges for using Multi-Currency e-Pay There are no charges for using Multi-Currency e-Pay, except for Maybank Kim Engs share trading fees and Maybank account maintenance fees, if any. Q4. How Do I Make Payment Using Multi-Currency e-Pay Step 1: Log into KE Trade Online and click on e-Servicesgt e-Formsgt Multi-Currency e-Pay Step 2: Select the contracts you wish to make payment for Step 3: Verify the status on the due date Q5. When will sales proceeds, contra gains and dividends be credited to my account Sales proceeds will be credited to your bank account on the due date. Contra gains will be paid 1 day after contra date. Dividend crediting takes up to 5 working days. For sales proceeds and contra gains, crediting will only take place if the Multi-Currency e-Pay linkage is in the same currency as the settlement currency. For dividends, crediting will only take place if the Multi-Currency e-Pay linkage is in the same currency as the traded currency of the stock. Dividends crediting is only applicable for shares custodised with Maybank Kim Eng. For Individuals with KE Trade and Maybank Accounts Simply link your KE Trade and Maybank accounts Download the Multi-Currency e-Pay application form. complete sections A, B and D, and mail it to the following address: Maybank Kim Eng Securities Pte Ltd Attention: Client Services 9 Temasek Boulevard 39-00 Suntec Tower Two Singapore 038989 The application process will take approximately 12 working days. For Individuals with a KE Trade Account Only Sign up for a Maybank account and link it to your KE Trade account either in person or by mail. In Person Visit any of our Customer Service Centres or our Investor Centres with the following supporting documents: HKD Foreign Currency Current Account Q9. When I open and link a new Maybank account for the purpose of Multi-Currency e-Pay, do I need to place a deposit There is no need to place a deposit when you submit the application form. Upon receiving the account opening notification letter, please deposit at least the initial minimum deposit amount required within a month of the account opening date. If you did not receive the account opening notification letter, you may check the account-opening status via: Your Maybank Online or Mobile Banking (maybank2u. sg ) Maybanks Contact Centre at 1800-MAYBANK (1800-629 2265)(65) 6533 5229 (Overseas) Q10. I already have a Maybank account. How do I apply for Multi-Currency e-Pay You can apply to link any Maybank account denominated in SGD, USD or HKD for the purpose of Multi-Currency e-Pay. If you are not the Maybank account holder, you will need the signatures of the authorised signatories of the Maybank account(s). To apply to link a Maybank account(s) and set up Multi-Currency e-Pay, please follow the steps in question 3 . Q11. What are the account privileges that I will enjoy when I open a new Maybank account for the purpose of Multi-Currency e-Pay Enjoy preferential interest rates and fee waivers for your SGD, HKD and USD banking accounts. Click here for more details. Q12. How long does it take to process my application Upon receiving your application form and supporting documents, it will take approximately 12 working days to process your application. Q13. How do I check on my application status You may check on your application status by: Checking KE Trade Online Contacting Maybank Kim Engrsquos Helpdesk on (65) 6432 1888 or at helpdeskmaybank-ke. sg Contacting Maybanks Contact Centre at 1800-MAYBANK (1800-629 2265)(65) 6533 5229 (Overseas) Q14. How do I check whether the share payment has been successfully debited or credited into my Maybank account(s) You may check by: Visiting KE Trade Online Contacting Maybank Kim Engrsquos Helpdesk on (65) 6432 1888 or at helpdeskmaybank-ke. sg Contacting Maybanks Contact Centre at 1800-MAYBANK (1800-629 2265)(65) 6533 5229 (Overseas) Visiting Maybank Online Banking or Mobile Banking (maybank2u. sg ) Q15. Will I be notified when there has been unsuccessful debiting from my Maybank account for share payment via Multi-Currency e-Pay Maybank Kim Eng will inform you of any unsuccessful payment via phone call. Q16. After I start using Multi-Currency e-Pay, how do I link additional or delink existing Maybank account(s) for the purpose of Multi-Currency e-Pay To add Maybank account(s) or delink existing account(s) from Multi-Currency e-Pay, approach your nearest Maybank Kim Eng Customer Service Centre or Investor Centre for assistance. Q1. What is the Rewards programme about Maybank Kim Eng Rewards Programme (ldquoRewards Programmerdquo) is a loyalty programme that lets you earn points to redeem a range of items from our catalogue. Q2. Who is eligible for the Rewards programme All KE Trade, KE Trade Prefunded and Margin clients are eligible for the Rewards Programme. Q3. How do I earnaccumulate points For every SGD25 of commission payable for your online andor mobile trades, you will earn 1 Rewards Point. Please note that from 1 June 2016, you will receive 1 point for every SGD5 of commission paid on your online and mobile trades instead of 1 point for every SGD25 of commission on these trades so that you can accumulate more points, fast. We will also multiply your existing Rewards Points and the Rewards Points needed for each item by 5. Rewards Points will be awarded on a contract level daily, and rounded down to the nearest Rewards Point. Q4. Will my points expire Yes. Points accumulated in a single calendar year will expire 3 months (31 March) after the end of the calendar year (31 December), i. e. your points accumulated in this calendar year will expire on 31 March of the next calendar year. Q5. How are points awarded to clients with multiple trading accounts Points will be awarded based on a clients unique KE Trade User ID. Points earned from multiple trading accounts under the same KE Trade User ID will be amalgamated. Q6. How do I redeem an item Simply click on the itemrsquos ldquoRedeemrdquo, ldquoConfirmrdquo or ldquoAdd to Cartrdquo button and go to ldquoItems in Cartrdquo to confirm your redemption. Q7. What are TREATS vouchers Rewards Points can be used to redeem TREATS vouchers. These vouchers are accepted at a wide range of merchants island-wide, including malls, major departmental stores as well as dining and retail outlets. They include EpiCentre, Robinsons, TANGS, Best Denki, Courts, GNC, Long Beach Seafood, TungLok, Swensenrsquos and more. Q8. I have redeemed a Rewards item from the Home, Health amp Lifestyle category. When must I collect the item by The Rewards items you have redeemed must be collected within 3 months. Assuming you redeem Sony Headphones on 1 Jun, you must collect the item by 30 Aug. Q9. I have redeemed a Rewards item from the Leisure amp Entertainment category. When must I collect the item by The Rewards items you have redeemed must be collected within 3 months. Assuming you redeem two Shaw Theatres movie tickets on 1 Jun, you must collect the tickets by 30 Aug. Q10. I have redeemed a shopping or dining voucher from the Vouchers category. When must I collect the item by The vouchers you have redeemed must be collected within 3 months. Assuming you redeem two SGD50 AsiaMalls Gift Vouchers on 1 Jun, you must collect the vouchers by 30 Aug. If you have redeemed a TREATS voucher, they have to be used within 6 months. Assuming you redeemed the voucher on 1 Jun, you will have to use the voucher by 31 Dec. Q11. What are trade rebates They are rebates denominated in SGD10 and SGD20 that can be used in relation to commissions. From 1 June 2016, trade rebates can be used on KE Trade, KE Trade Prefunded and KE Trade Margin trades. Q12. How do trade rebates work If you redeem trade rebates, they will be reflected under ldquoRedemption Statusrdquo gt ldquoRedemption Historyrdquo as being ldquoApprovedrdquo. The rebate will then be applied to your next eligible online or mobile trade. The following illustrations show how trade rebates work: Illustration 1: Assume you redeem one SGD20 trade rebate on the Rewards portal on Day 1. On Day 2, you execute a Margin trade and are charged a commission of SGD25. On T3, you make payment for your Margin trade via EPS. During the next calendar month, your rebate will be processed and by the end of the month, SGD20 will be credited to your Margin account. Illustration 2: Assume you redeem two SGD10 trade rebates on the Rewards portal on Day 1. On Day 2, you execute a trade from your KE Trade Prefunded account and are charged a commission of SGD18. On T3, the payment for this trade is deducted from your KE Trade Prefunded account. During the next calendar month, your SGD10 rebate will be applied and by the end of the month, SGD10 will be credited to your KE Trade Prefunded account. Q13. How long are my trade rebates valid for Each trade rebate is valid for 3 months from the date of redemption. That means that you need to execute your next online or mobile trade within this 3-month period for the trade rebate to be applied. Assuming you redeem an SGD20 trade rebate on 1 Jun, you need to execute a trade generating at least SGD20 commission by 1 Sep for the trade rebate to be applied. Q14. Where can I see the expiry date of my trade rebates Go to the Rewards portal and click ldquoRedemption Statusrdquo. Click on the ldquoDetailsrdquo button next to the ldquoTrade Rebate Available Balancerdquo. The expiry date of each redeemed trade rebate is stated in the ldquoExpiry Daterdquo column. Q15. How do I find out which contracts my trade rebates will be used in relation to Under ldquoRedemption Statusrdquo, click on the ldquoDetailsrdquo button next to the ldquoTrade Rebate Available Balancerdquo. The details of the contracts can be read off from the columns ldquoAccount Nordquo, ldquoContract Nordquo, ldquoContract Daterdquo and ldquoBrokerage Amount (S)rdquo. If your trade rebates have been processed, it will be reflected as ldquoUtilizedrdquo under the ldquoRemarksrdquo column. Q16. How do I check if I have sufficient available balance for the SMS Alerts andor Forced Order Keys rewards Click on ldquoRedemption Statusrdquo for a snapshot of your available balance for SMS Alerts and Forced Order Keys. Q17. How does auto redemption work The auto redemption feature allows you to redeem selected Rewards items automatically, based on a preset criteria. Auto redemption will be triggered once the preset criteria is met. For example, if the ldquoMinimum Balancerdquo value is set at 10, then the auto redemption will be triggered when the available balance equals to or falls below the ldquoMinimum Balancerdquo value. The ldquoRedeemrdquo value determines the quantity to be automatically redeemed when the available balance falls below the ldquoMinimum Balancerdquo value. Trade Rebate Example: Assume you set the ldquoMinimum Balancerdquo value for SGD20 Trade Rebate to 2 and the ldquoRedeemrdquo value to 2. When the available balance for SGD20 Trade Rebates equals to 2 on Day 1, another 2 SGD20 Trade Rebates will be automatically redeemed for you at the end of Day 1, and you will begin Day 2 with SGD80 worth of trade rebates. Market Depth Example: Assume you set ldquoMinimum Balancerdquo value for Market Depth to 3 months and ldquoRedeemrdquo value to 1 month. When Market Depths expiry falls to less than 3 months on Day 1, 1 more month of Market Depth will be automatically redeemed for you at the end of Day 1, and you will begin Day 2 with Market Depth expiring 4 months later. SMS Alert Example: Assume you set the ldquoMinimum Balancerdquo value for SMS Alerts to 10 SMSes and the ldquoRedeemrdquo value to 10 SMSes. When the available balance for SMS Alerts falls to 9 SMSes on Day 1, another 10 SMS Alerts will be automatically redeemed for you at the end of Day 1, and you will begin Day 2 with 19 SMS Alerts. Please take note that all auto redemptions are dependent on your available balance of Rewards Points. Rewards Points will be deducted from your account for every successful auto redemption. Insufficient points in your account will result in an unsuccessful auto redemption for the item. Q18. How do I set up auto redemption Simply click on ldquoAuto Redemptionrdquo located on the top menu bar of the Rewards portal and set your preferences. Please refer to Q17 for more details. Q1. Are orders sent through KE Trade safe Maybank Kim Eng will issue you with your User ID and password separately via postal mail. All orders placed andor transactions done are secured and encrypted using Verisign 128-bits Secure Socket Layer (SSL) encryption. Our KE Trade platform is further protected by Firewalls to prevent non-authorised persons from hacking into the system. Q2. Will I be receiving two sets of User IDs and passwords for my KE Trade Internet account and Margin account You will be given only one User ID and password when you apply for KE Trades Share and Margin accounts. You will be able to use your User ID and password to operate both your Internet Cash and Margin accounts. You can select the CashMargin account in the Trading Account drop-down bar upon logging into KE Trade. Q3. How do I change my User ID To change your User ID, complete the following steps: Select Personal Configuration (at the right hand side of the screen) after you have logged into our website Select Change User ID Enter your new User ID and confirm the new User ID (Note: Your new User ID must be between 5 to 25 characters) Click on the word Change thereafter. A message will appear to confirm that the User ID has been successfully changed Q4. How do I change my password To change your password, complete the following steps: Select Personal Configuration (at the right hand side of the screen) after you have logged into our website Select Change User ID Enter your current password, your new password, then confirm the new password (Note: Your new password has to be of 6 to 12 characters (alphanumeric, case-sensitive) with no spacepunctuation marks) Click on the word Change thereafter. A message will appear to confirm that the password has been successfully changed For security reasons, it is advisable to: Change your password on a regular basis Create a good and strong password (case-sensitive, combination of alphabets and numerals) Note: your password should be known only to yourself and should not be shared or disclosed to others. Q5. I have forgotten my User ID andor password. What should I do If you have forgotten your password, please click here and your password will be e-mailed to you. This is only applicable if you have a Singapore registered mobile number and valid e-mail address in our records. Otherwise, please complete this form and send it to helpdeskmaybank-ke. sg. Upon successful verification of your signature, we will send the new password by post to your mailing address in our records. For assistance on your User ID, please contact Customer Services at helpdeskmaybank-ke. sg or (65) 6432 1888. Q6. What is Two-Factor Authentication (2FA) Two-Factor Authentication (2FA) is the verification of a users online identity. The current practice used by financial institutions in Singapore is the provision of a unique One-Time Password (OTP) to their clients. This is also practiced by Maybank Kim Eng. When a client wishes to access one of our online services, the client is required to enter an additional unique OTP, which is generated on demand through a hardware token device. Q7. What is the purpose of 2FA The key objectives of 2FA are to enhance the overall security of the client authentication process and to protect the integrity of client account data and transaction details. In doing so, client confidence in online trading systems will be boosted. Furthermore, 2FA is a useful tool against cyber attacks targeted at financial institutions and their clients. Q8. Is 2FA compulsory for trading through Maybank Kim Eng At this point in time, 2FA is not compulsory for trading through us. However, we strongly believe that 2FA provides better security for clients and we encourage clients to use 2FA to enjoy an enhanced level of security during online trading. Q9. Can I choose not to use 2FA Yes, at this point in time, 2FA is optional and not compulsory for our clients. We will update clients should 2FA become mandatory in future. Q10. When do I need to use the One-Time Password (OTP) You will be prompted for the OTP only upon login. There is no 2FA OTP required for performing online transactions at this moment. Q11. What is the OneKey device The OneKey device is the name of the 2FA security device from Assurity Trusted Solutions Pte Ltd (ldquoAssurityrdquo). It is a wholly-owned subsidiary of the Infocomm Development Authority of Singapore (IDA). Assurity was set up as an Authentication Operator to facilitate the National Authentication Framework (NAF). It provides 2FA services to Online Service Providers (SPs) in the financial, government and healthcare sectors. We have chosen to use the OneKey device and authentication services provided by Assurity. We are one of their NAF enabled Online Service Providers (SPs). Q12. Who would require the OneKey device KE Trade Online clients who have individual accounts and are Singapore Citizens or Permanent Residents would require the OneKey device with effect from November 2012. Q13. Is 2FA applicable if I log in via KE Trade Mobile Currently, 2FA is only applicable when you access the KE Trade Online platform. It is not applicable for log in via KE Trade Mobile yet. Q14. How do I obtain the OneKey device If you are an individual account holder and a Singapore Citizen or Permanent Resident, you can obtain the OneKey device by registering for the device. Please refer to Q16. Joint account holders, Corporate account holders and foreigners with individual accounts may request for the OneKey device by calling Customer Services at (65) 6432 1888 . Q15. Do I have to pay for the OneKey device The first OneKey device is issued free to all Singapore Citizens and Permanent Residents. Q16. How do I register for the OneKey device When you log in to your KE Trade account, the 2FA menu screen will be displayed. Click on the ldquoRegisterrdquo button and you will be directed to Assurityrsquos website for the registration process. Have your NRIC on hand and follow the on-screen instructions to complete the registration. Upon successful registration, you should receive your OneKey device within three working days and your pin-mailer password within five working days. Alternatively, you may register for the OneKey directly from Assurity. Online Please visit portal. assurity. sg and click on ldquoRegister for OneKeyrdquo. Have your NRIC on hand and follow the on-screen instructions to complete the registration. Upon successful registration, you should receive your OneKey device within three working days and your pin-mailer password within five working days. In person Register personally at the OneKey Customer Care Centre by presenting your NRIC. Address: 10 Anson Road 06-19 International Plaza Singapore 079903 Operating Hours: Mon - Fri: 8.00am - 6.00pm Sat: 8.00am - 2.00pm Closed on Sundays and Public Holidays. Q17. I am not able to register successfully for the OneKey device. What could be the possible reasons If the local address you input differs from that on your NRIC, your registration will not be successful. You will then be required to head down personally to the OneKey Customer Care Centre to register for and collect your device. Do note that delivery of the OneKey device is only available within Singapore. If your online registration is rejected for any other reasons, you will be required to head down to the OneKey Customer Care Centre as well. Q18. I did not receive my OneKey device after 3 working days following successful registration. What should I do Please call the OneKey Customer Care Hotline at (65) 65663539 (OKONEKEY) to report the non-delivery so that arrangements can be made for you to receive a replacement device. Q19. I have received the OneKey device and the pin-mailer password. How do I activate the device Together with your OneKey device and the activation password found in your pin-mailer, log into your KE Trade account. Click on the ldquoActivaterdquo button on the 2FA menu screen and you will be directed to Assurityrsquos website for the activation process. Alternatively, you can visit onekey. sg. Follow the on-screen instructions to complete the registration. Q20. Where can I find my OneKey devices serial number This 10-digit serial number starting with VA-26-4xxxxxx-x can be found at the bottom left hand corner at the back of your OneKey security device. Q21. How do I obtain the OTP Press the OTP button on your OneKey to get your One-Time Password (OTP). Q22. I obtained the OneKey device directly from the OneKey Customer Care Centre. How do I activate the device If you collected your OneKey at the Customer Care Centre, your activation password would have been issued to you at the same time. You can activate your OneKey at any of the Self Activation Counters available at the Customer Care Centre or activate it later by following the steps detailed in Q19. Q23. I have activated the OneKey device, what do I do next You should proceed to link your OneKey device to your KE Trade account by following the steps detailed in Q26. Q24. Can I defer activating my OneKey device Your activation password sent in the pin-mailer is valid for only 90 days from the date the pin-mailer was sent out. If you choose to activate your device after the expiry date, you will need to call the OneKey Customer Care Hotline at (65) 65663539 (OKONEKEY) to request for a new activation password. Q25. I forgot to activate my OneKey immediately after I received the pin-mailer password. What should I do Your activation password sent in the pin-mailer is valid for only 90 days from the date the pin-mailer was sent out. If you missed the validity period, please call the OneKey Customer Care Hotline at (65) 65663539 (OKONEKEY) to request for a new activation password. Q26. How do I link OneKey to my KE Trade account Log into your KE Trade account and click on the ldquoLinkrdquo button on the 2FA menu screen. Have your OneKey device and the NAF Username which you created when you activated your OneKey on hand. Follow the on-screen instructions to complete the link. Q27. I am opening a new KE Trade individual account and my OneKey is linked to my existing KE Trade account. Do I have to link my OneKey to the new account as well If you are using the same User ID to log into KE Trade, there is no need to link your current OneKey to your new account. Q28. I received a OneKey device from another Service Provider. Can I use that OneKey device and link it to my KE Trade account Yes. You may do so by following the steps detailed in Q26. Q29. Using the same OneKey device that is already linked to my individual trading account, can I link it to my joint trading account No. There will be separate registration for joint account holders. Currently, 2FA is only applicable to individual accounts whose holders are Singapore Citizens or Permanent Residents. Q30. I obtained a new OneKey device. How do I link this new device to my KE Trade account Log into your KE Trade account. Please follow the Note at the bottom of the 2FA Login Screen which says ldquoIf you would like to change the current OneKey device that is linked to your KE Trade account, please click here. rdquo You will be re-directed to a 2FA Device Update Screen. Have your OneKey device and the NAF Username which you created when you activated your OneKey on hand. Follow the on-screen instructions to complete the linkage. Q31. When is the OneKey device required Whenever you log into your KE Trade account, you will be prompted for the OTP from the OneKey device. This is applicable once you have linked your OneKey device to your KE Trade account. Q32. I do not have my OneKey device with me. Can I use my friendrsquos device to input the OTP No. You can only use the OneKey device that is uniquely registered to your NRIC and linked to your KE Trade account to generate the OTP. Q33. I received a OneKey device from another Service Provider. Can I use the other OneKey device to obtain the OTP Yes. This can be done by linking that OneKey device to your KE Trade account. Once linked, you can generate the OTP from that device. Do note that you can only link one device at one time to your KE Trade account. Q34. What should I do if my OneKey device is damaged or lost Please contact the OneKey Customer Care Centre Help Desk at (65) 65663539 or log into your OneKey account to suspend your device using your SMS OTP (One Time Password) and to get a replacement device from Assurity. To suspend means to block the use of your token for a certain period of time. You will then be able to re-activate your device for use in the future. Q35. I travel frequently, will I be able to use the OneKey device abroad Yes. Q36. I left my OneKey at home. What should I do if I wish to access KE Trade You will require your physical OneKey device to log in to your account. Q37. What should I do when I keep getting error messages about failed OTP login Please call OneKey Customer Care Hotline at (65) 65663539 (OKONEKEY) for assistance. Q38. Why are there so many buttons on the OneKey device, when I only need to use one The remaining buttons allow us to progressively offer you new and improved features for more secure online trading. These additional features will be offered in future in phases. Q39. Can I have more than one OneKey device Yes. You may purchase additional OneKey devices from OneKey Customer Care Centre. Do note that you can only link one device at one time to your KE Trade account. Q1. When must I pay for the shares that I have bought Payment for all trades must be made by the due date, i. e. T3 and payment must reach Maybank Kim Eng Securities Pte Ltds cashier by 6.00 pm on the due date at the latest. Please make your cheques payable to: Maybank Kim Eng Securities Pte Ltd. For Electronic Payment for Shares (EPS) payments for SGX trades, payment must be initiated on T2 at the latest. Where there is a failure to make payment on the due date as specified, the outstanding purchases will be force-sold by us on T4. Notes: T refers to Trade Date, i. e. date when the trade was done. T3 market days refers to 3 market days after trade date, e. g. if a trade is done on a Monday, T3 market days will fall on Thursday. Q2. When must I pay for the foreign shares that I have bought in foreign markets Payment for all trades must be made by the due date and payment must reach Maybank Kim Eng Securities Pte Ltds cashier by 6pm on due date at the latest. Please make your cheques payable to: Maybank Kim Eng Securities Pte Ltd. For Electronic Payment for Shares (EPS) payments for foreign trades that are settled in SGD, it must be initiated 1 market day before the due date at the latest. Where there is a failure to make payment on the due date as specified, the outstanding purchases will be force-sold by us on the next market day. The due date for foreign trades on the respective foreign markets via KE Trade is stipulated below: Note: T refers to Trade Date, i. e. date when the trade was done. T3 market days refers to 3 market days after trade date, e. g. if a trade is done on a Monday, T3 market days will fall on Thursday. Q3. When will I receive my payment when I sell my shares All sales proceeds will be paid to you 1 market day after the due date. Q4. When will I receive my payment when I sell my foreign shares Settlement for both buy and sell trades of counters done through KE Trade is the same as normal trades done through Trading Representatives. All sales proceeds will be paid to you 1 market day after the due date. However, the due date of foreign trades will depend on the settlement period as stipulated by the respective markets. Q5. How do I trade using my CPF funds or SRS Account You are required to open a CPF Investment Account with any of the following CPF Agent Banks: DBS Bank Ltd (DBS) Oversea-Chinese Banking Corporation (OCBC Bank) United Overseas Bank Limited (UOB) To commence trading with your CPF funds, email your CPF Investment Account number to helpdeskmaybank-ke. sg or call your Trading Representative. SRS You are required to open a Supplementary Retirement Scheme (SRS) Account with any of the following SRS Agent Banks: DBS Bank Ltd (DBS) Oversea-Chinese Banking Corporation (OCBC Bank) United Overseas Bank Limited (UOB) To commence trading using funds in your SRS Account, email your SRS Account number to helpdeskmaybank-ke. sg or call your Trading Representative. Q6. What happens if my CPF funds are insufficient Once you do not have sufficient funds in your CPF Investment Account, your trade may be partially (depending on how much funds are available for investments) or fully revoked and will be treated as a cash trade. You are required to check with the CPF Board directly on the amount of CPF funds available. Q7. What currency do I settle in if I buy non-SGD denominated stocks from SGX An option of settlement currency is available for your selection. By default, settlement of non-Singapore currency denominated stocks will be in the traded currency, i. e. if the stock is quoted in USD, settlement will be in USD. However, if you wish to settle in SGD after the trade is done, please contact your Trading Representative to book an exchange rate for conversion and settlement in SGD. Q8. To whom do I make payments and cheque payable to Please make your payments andor cheques payable to: Maybank Kim Eng Securities Pte Ltd. Q9. What are the modes of payment to settle my trades for local and foreign markets A. Electronic Payment for Shares (EPS) With EPS, you can pay via ATMs or Internet Banking. All sale proceeds will be directly credited into your bank account. Please note that funds transferred before 8pm will be credited into your account on the next working day. To apply for this service, you may download the following application form. Alternatively, you may visit our Customer Service Centres or Investor Centres. B. Internet Banking You can pay via Internet Banking through the following banks: Maybank Singapore DBS (DBS Bank) HSBC (Hong Kong and Shanghai Banking Corporation) OCBC Bank (Overseas-Chinese Banking Corporation) SCB (Standard Chartered Bank) UOB (United Overseas Bank) Payment via Maybank Singapore Internet Banking Before making a payment using Maybank Internet Banking, you will need to set up Maybank Kim Eng Securities Pte Ltd as a new Payee Account for Share Payment: i) Select the Payment tab, followed by Share Payment ii) Under Share Payment, set up the new Payee Account by selecting Update Payee Account List Please ensure that you include your 7-digit trading account number (e. g. 0123456). After the Payee Account is set up successfully, you can proceed to make a payment in a lump sum or according to your contract amount. Payment via Internet Banking (All banks listed above except Maybank) When making a Bill Payment, you will need to identify yourself with a Bill RefConsumer Reference. This has eight characters, beginning with the code of your Trading Representative (e. g. AZ), followed by your six (6)-digit Margin account number (e. g. 123456). In this example, your Bill RefConsumer Reference will be AZ123456. Please note that funds transferred before 8 pm will reach Maybank Kim Eng the next working day. C. Fast And Secure Transfers - FAST You can pay via FAST using Internet Banking through the following participating banks: bull ANZ Bank bull CIMB Bank bull Citibank bull DBS Bank bull Deutsche Bank bull Far Eastern Bank bull HSBC bull Maybank bull OCBC Bank bull RHB Bank bull Royal Bank of Scotland bull Standard Chartered Bank bull Sumitomo Mitsui Banking Corporation bull United Overseas Bank When making a FAST Payment, please use the following information: Recipientrsquos name. Maybank Kim Eng Securities Pte Ltd Recipientrsquos bank account. 040-110-232-02 ( Maybank, Singapore ) Description Reference Comments. Please input your six (6)-digit trading account number, eg. 123456 Note. Funds transferred before 8pm will reach Maybank Kim Eng on the next working day. D. Internal funds transfer You may request for funds to be transferred between trading accounts. Please contact your Trading Representative for more information E. Multi-Currency e-Pay Enhance your online trading advantage with KE Trades new payment service - Multi-Currency e-Pay, the first-of-its-kind in Singapore Enjoy the convenience of trading and paying for SGD, HKD and USD denominated stocks through a single platform - KE Trade Online. Eliminate the need for foreign currency conversion when you link KE Trade to a Maybank account that holds the same currency your stock is denominated in. Furthermore, get speedier payouts with no hidden costs or service charges to maximize your potential yield and make the most of trading opportunities. With this convenient and seamless service on KE Trade Online, there will no longer be a need to log into a separate internet banking account to pay for stocks. Additionally, sales proceeds will be credited to your designated Maybank accounts right on due date, which translates to quicker access to funds. Eliminate the Need for Foreign Currency Conversion Your KE Trade Online account will be linked to a Maybank account which holds the currency that your stock is denominated in. This allows you to tap directly on the account when you pay and hereby eliminates the need for foreign currency conversion which may impact your yield. No Hidden Costs or Service Charges Unlike other modes of foreign currency payment like Telegraphic Transfers (TT) or foreign currency cheque issuances where a service charge is typically imposed, there are no service charges imposed when you make payment via Multi-Currency e-Pay. Preferential Interest Rates Enjoy preferential interest rates and fee waivers for your Maybank SGD, HKD and USD banking accounts. Click here for more details. Option to Set a Backup Account Multi-Currency e-Pay allows you to set a secondary account as a backup to your primary account for the deduction of share payments, should your primary account have insufficient funds. This will thus prevent the force selling of shares due to non-payment. Click here to sign up for Multi-Currency e-Pay now. All cheques should be crossed and made payable to Maybank Kim Eng Securities Pte Ltd. Please state your trading account number, contractcontra statement number, name and your contact numbers on the back of the cheque. For cash payments, please visit any of our Customer Service Centres. H. Telegraphic Transfer (TT) Please state your trading account number and name on your TT form. GIRO is a direct debit and credit facility available to all DBSPOSB, OCBC and UOB bank account holders. It is the most convenient way to settle your trades. With Giro, the payment will be directly debited from or credited to your designated bank account when you trade and settle your trades in Singapore dollars. To apply for this service, email us at helpdeskmaybank-ke. sg. Alternatively, you may visit any of our Customer Service Centres or our Investor Centres. J. Maybank ATMs and Cash Deposit Machines Maybank Savings Current Account Holders can now pay for their share purchases via Maybank ATMs and Cash Deposit Machine. Q10. How do I deposit funds to my KE Trade Prefunded account You can deposit funds via methods 1 (Electronic Payment for Shares - EPS), 2 (Internet Banking), 3 ( Fast And Secure Transfers - FAST). 6 (Cheque) and 7 (Cash) mentioned in Q9 above. Please refer to Q9 for more details on each of the methods. Q11. How can I withdraw funds from my trading account(s) Please contact your Trading Representative to assist you with withdrawing of funds. Q12. If I place two buy or sell orders for the same counter on the same trade date, will these two orders be amalgamated into one contract The two buy orders or sell orders for the same counter placed on the same trade date will be automatically amalgamated. However, you will have to provide your Trading Representative with instructions for amalgamation if there are differences between the two orders. These differences are as follow: Only one order is an odd lot. For example, first buy order for Creative50 is placed for 1 lot (or 1,000 shares), but the second buy order for Creative50 is placed for 25 shares. Only one order is a contra trade while the other is an outright purchase. The settlement currency for both orders differs. Your amalgamation instructions must reach your Trading Representative by 5pm on T1 market day. Please note that if both orders are CPF trades, instructions to the Trading Representative for amalgamation has to be given on the same trade date. No amalgamation can be made if one order is a cash trade while the other is a CPF trade. Q13. How will contra be performed As a general rule, contra will be performed automatically on a first-in-first-out basis if there is a corresponding sell contract to match against an outstanding buy contract of the same counter (not applicable to CPFSRS transactions). If you do not wish to contra your trade(s) on a first-in-first-out basis, kindly inform your Trading Representative by the end of the trading day of the sell trade(s) at the latest. For trades settled in SGD, USD, HKD and AUD, contra will be allowed up to due (lsquoDrsquo) date. For Bursa Malaysia trades, contra in MYR will be allowed till due (lsquoDrsquo) date for buy proceeds up to MYR500,000 on a per counter basis. For amounts above MYR500,000, only intra-day contra will be allowed. All contra profitslosses will, by default, be converted to SGD. If you do not wish for the contra profitslosses to be converted to SGD, kindly inform your Trading Representative by the end of the trading day of the sell trade(s) at the latest or inform your Trading Representative to submit a standing instruction on your behalf. Any contra losses due for settlement in foreign currencies will be converted to SGD after 7 market days to minimise any foreign currency exposure. Q14. Can I settle Thailand trades in Baht Thai Baht settlement is only applicable for non-Thai residents. The bank account must be a Non Resident Baht Account for Securities (NRBS) account before the transfer can take place. Q15. Who can apply for Multi-Currency ePay Anyone with a Maybank Kim Eng trading account and a relevant Maybank account can apply for Multi-Currency e-Pay. Q16. Can I apply for Multi-Currency ePay if I do not have a Maybank account This service is exclusively to Maybank account holders. If you do not have a Maybank account, you may visit our Investor Centres with the necessary supporting documents to open your Maybank account(s) (in SGD, USD, or HKD) and set up Multi-Currency e-Pay. Alternatively, you may download the application form and submit it to: Maybank Kim Eng Securities Pte Ltd Client Services Department 9 Temasek Boulevard 12-00 Suntec Tower Two Singapore 038989 Q17. Can I apply for Multi-Currency ePay if I have an existing EPS or GIRO arrangement Yes. EPSGIRO arrangements will be terminated during the application process. Q16. What is NYSE Arca NYSE Arca is a securities exchange which offers both stocks and options for trading. Most of the ETFs listed in the US markets are listed on NYSE Arca. NYSE Arca continues to hold the leading position in Exchange Traded Products listing and exchange trading. Q17. Do I need to pass the qualifications assessment for Specified Investment Product (SIP) if I want to trade on NYSE Arca Yes. ETFs are classified as Specified Investment Products (SIPs) and clients are required to pass the qualifications assessment before trading ETFs. In addition, clients need to complete the W8-BEN Form before trading in the US markets. Q18. Can I buy a dual-listed stock on NYSE Arca when it is also available on the other primary exchanges, i. e. NASDAQ and NYSE To prevent short-selling, clients will not be able to trade dual-listed stocks on NYSE Arca. Clients have to place orders for these dual-listed stocks on the primary exchanges, i. e. NASDAQ or NYSE. Q19. Can I trade on NYSE Arca via KE Trade Mobile Yes. Trading on NYSE Arca is available across our full suite of mobile applications. Q20. Why am I seeing empty rows in NYSE Arca Top Volume, Gainers and Losers Unlike other exchanges, NYSE Arcas Top Volume, Gainers and Losers will only display 10 counters. The empty rows may indicate dual-listed stocks which are also listed on other primary exchanges, i. e. NASDAQ and NYSE. Clients have to place orders for these dual-listed stocks on their primary exchanges. Q1. Is there a limit on the quantity or value of shares that I can buysell A global trading limit (for trades done through your Trading Representative and KE Trade) is set based on information furnished in your account opening form. The daily trading limit on KE Trade is a subset of the global trading limit. Once you have reached this limit on a particular day, you will not be able to trade via KE Trade. However, you may continue to trade through your Trading Representative if your total outstanding transactions does not exceed the global trading limit. On the next market day, you may resume trading on KE Trade at the same daily limit, assuming you have not exceeded your global trading limit. Q2. How will I know the status of my orders We will send you an e-mail immediately once your order has been executed. Alternatively, you may check the status of all your trades through the Orders pagelet. The system will show you one or more of the following statuses of your order(s): Q3. Can I amend or withdraw my orders Once you have confirmed your order, it will be received by KE Trade and will be put in the queue. To amend or withdraw your order, go to your Orders pagelet: Right click on the counter on your Order pagelet that you wish to amend or withdraw then choose the function Amend or Withdraw. Please include the Partially Filled quantity (if any) in the New Quantity value when amending orders for HKEx, Bursa, NYSE and NASDAQ exchanges. Q4. How will order amendment affect the order queue priority for SGX and HKEX Amendment of order price and quantity are available for SGX and HKEX. Please note that order queue priority will be lost if there is an increase in the order quantity or an increasedecrease in the order price. Order priority will be maintained if there is a decrease in order quantity. The revised order price will be subject to the price spread validation check by HKEX and SGX. Q5. Can I contra my trades As a general rule, contra will be performed automatically on a first-in-first-out basis if there is a corresponding sell contract to match against an outstanding buy contract of the same counter (not applicable to CPFSRS transactions). For trades settled in SGD, USD, HKD and AUD, contra will be allowed up to due date (D). Any contra losses due for settlement in foreign currencies will be converted to SGD after 7 market days to minimise any foreign currency exposure. For Bursa Malaysia trades: Contra in MYR will be allowed till D for buy proceeds up to MYR500,000 on a per counter basis. For amounts above MYR500,000, only intra-day contra will be allowed. If you do not wish to contra your trade(s) on a first-in-first-out basis, kindly inform your Trading Representative latest by the end of the trading day of the sell trade(s). Q6. Am I allowed to do short-selling Please note that we DO NOT permit short selling without the ability to make delivery for all markets. You will be responsible for all losses, damages, costs, charges andor expenses arising as a result. Should you desire to short sell a counter, you may use our Securities Borrowing amp Lending (SBL) facility which would allow you to borrow securities to short sell, subject to our Securities Borrowing amp Lending terms and conditions. Please visit Securities Borrowing amp Lending for more information. Q7. What should I do if I made an error resulting in a short sell position For any error made, you are required to cover the short positions within the trade date (T). Q8. What happens if I am unable to cover my short sell position within trade date (T) Any failure to cover the short positions on the trade date would result in a buying-in instituted by the SGX on the due date (T3 at 3:00pm and T3 at 11:00am for eve of public holidays). Please note that the following additional cost will be borne by you for buying-in: Buying-in processing fee of SGD75 (subject to 7 GST). Commission rate of 0.75 of contract value. In the event that the buying-in is not completed by T3, buying-in will continue on T4 amp T5 with a penalty of SGD1,000 or 5 of contract value, whichever is higher. Should there be any buying-in not completed by T6, the short position will be subject to procurement. If the position is not covered by T6, the penalty is SGD5,000 per day until the short position is fully covered. Q9. Can I use CPF to trade or do contra using CPF funds You can use up to 35 of your approved CPF investment amount to invest in securities. However, you must open a CPF Investment Account with any of the agentlocal banks: DBS Bank Ltd (DBS) Oversea-Chinese Banking Corporation (OCBC Bank) United Overseas Bank Limited (UOB) Sign a one-time Standing Instruction Form for Utilisation of CPF Funds. This form may be submitted through us or upon opening a CPF Investment Account. Your agent bank will send a confirmation of your approved CPF Investment Account number once it is successfully opened. You must update us with your approved CPF Investment Account number for linkage to your trading account via your trading representative or email to us. Once your linkage has been established with us successfully, you may start using your CPF funds to trade. You may not use any CPF funds to do contra trading, or for settlement of foreign trades, or for non-CPF approved counters. You may call your Trading Representative to check if a particular counter is CPF approved. Q10. Can I queue at a price that is above or below the current market price and what is Minimum Bid Size SGX will reject an order that is queued at a price that is more than twenty (20) bids for securities, thirty bids (30) for exchange traded funds, STI ETF, Bonds, debentures and loan stocks. The minimum bids for stocks and shares listed on the SGX are as follows: Excludes exchange traded funds, bonds, debentures, loan stocks and securities traded in Hong Kong Dollar and Japanese Yen. SGX will be customising the minimum bid structures for these products. For further information, please refer to SGX website here . Q11. Why are my orders rejected Orders submitted could be rejected for these possible reasons: You have submitted an order with a price that is not within 20 bids of the last done price. Overnight orders submitted beyond twenty 20 bids of the previous days closing price will be rejected during the Pre-Opening routine at 8.30am (Singapore time). Your Buy price is higher than the current best Ask (selling) price or your Sell price is lower than the current best Bid (buying) price. You have exceeded your Trading Limit. Please contact your Trading Representative for any request in the revision of your trading limit. F. eks you do not have sufficient securities holdings in your selected trading account in order to proceed with the sell order. Q12. What is the validity period for my orders All orders submitted are only valid for one trading day. Any orders that are not done at the end of each trading day will expire. Q13. How do I trade using my CPF Investment or SRS (Supplementary Retirement Scheme) account To trade using your CPFSRS account, please select CPF or SRS as the payment mode when submitting your online order. Q14. What do I need to take note of when performing CPFSRS trades CPF payment mode is available for all CPF approved stocks listed on SGX. There will be a CPF indicator displayed under the Ind column of our trading platform for stocks that are tradable via CPF investment account. SRS payment mode is available for most SGX stocks except for ADRs and some corporate bonds. Clients are advised to check against the prospectus or with their agent banks if a stock is eligible under the Supplementary Retirement Scheme (SRS). Kindly ensure that SGD is selected as the settlement currency for all CPFSRS trades. In the event if foreign currency is selected as the settlement currency, the CPFSRS trade will be revoked to Cash trade. Kindly ensure that there are sufficient funds in the CPFSRS account for purchases. In the event that there is insufficient funds in the CPFSRS account, the CPFSRS trades will be revoked to Cash trade and subject to the normal settlement rules of trade date 3 market days. Contra is not allowed for all CPFSRS trades. Kindly contact your Trading Representative on Trade Date for any amendments to CPFSRS trades. Please note that agent banks charge additional processing fees for trade amendments made after Trade Date. Q15. What is continuous all-day trading that is being offered by SGX Continuous all-day trading allows you to trade on SGX-ST during lunch period, between 12.30pm and 2pm. Continuous all-day trading for the securities market has been implemented by SGX since 1 August 2011. This enables you to trade non-stop between 9am and 5.05pm Singapore time on trading days, allowing you to take advantage of news flow in the international markets at anytime during the day. For the official SGX press release on continuous all-day trading, please click here . Q16. What are random endings to the Pre-Open and Pre-Close phases of the Opening and Closing Routines SGX has introduced random endings to the Pre-Open and Pre-Close phases of the Opening and Closing Routines to mitigate risks of pre-opening and pre-closing price manipulation. This means that the market will close at any time within a specified interval rather than at a designated time. (a) Pre-Open and Opening Routines Pre-Open routine will continue to start at 0830h but will end randomly between 0858h to 0859h, i. e. Non-Cancel period can start any time between 0858h to 0859h. The market will continue to open at 0900h. (b) Pre-Close and Closing Routines Pre-Close routine will continue to start at 1700h but will end randomly between 1704h and 1705h for a full trading day, i. e. Non-Cancel period can start any time between 1704h to 1705h. The market will continue to close at 1706h. Note. For half trading day, Pre-Close routine will end randomly between 1234h and 1235h, i. e. Non-Cancel period can start any time between 1234h and 1235h. Q17. What is Indicative Equilibrium Price (lsquoIEPrsquo) and where will it be published To provide greater market transparency, a new column named ldquoEPrdquo will be added to KE Trade screen to display the Indicative Equilibrium Price (ldquoIEPrdquo). IEP is the price at which orders would be executed if orders matching were to occur at that point. This will help clients to assess the market and adjust their orders if desired. Do note that all better bidask prices and quantities will be masked to safeguard against manipulation of the eventual equilibrium price. Clients will no longer be able to view better bidask prices and quantities during the Pre-Opening (0830h to 0859h) and Pre-Closing routines (1700h to 1705h). Q18. On the Quotes page, what do the abbreviations in the Remark (Rmk) column denote Remarks for SGX Singapore Market 9.15am - 09.25am (Opening Call Auction) 9.30am - 11.30am (Continuous Auction (Morning)) 1.00pm - 3.00pm (Continuous Auction (Afternoon)) SSE will not accept order cancellation 9.10am - 9.15am 9.25am - 9.30am 12.55pm - 1.00pm Orders and order cancellations can be accepted by SEHK but will not be processed by SSE until SSErsquos Market Open Orders that are not executed during the opening call auction session will automatically enter the continuous auction session The exchanges above are not open for trading on weekends and Public Holidays in the respective countries. Q20. What are the non-trading days for Singapore Exchange (SGX-ST), Bursa Malaysia (Bursa), Hong Kong Exchange (HKEX), Stock Exchange of Thailand (SET) and Shanghai-Hong Kong Connect North Bound (SH-HK) Click here to view Singapore Exchange non-trading days. Click here to view Bursa Malaysia non-trading days. Click here to view Hong Kong Exchange non-trading days. Click here to view Thailand Exchange non-trading days. Investors are only allowed to trade on days where both markets are open for trading and banking services are opened in both markets on corresponding settlement days. SH-HK will provide the Northbound Trading Calendar at the beginning of each calendar year. Q21. What is dual currency trading, introduced by SGX SGX has introduced dual currency trading for selected stocks. The listed stock can be traded in two different currency denominations (for example, USD and SGD) and shareunit holdings are custodised as a consolidated pool at the depository end. The introduction of this functionality provides more cost efficiency to investors as they are able to trade stocks that are listed in a foreign currency in their local currency. They are also able to trade the listed stock in both currencies without having to have separate unit holdings at CDP. Vennligst klikk her for mer informasjon. Q22. What is the main advantage for dual currency trading The main advantage of this functionality is that it provides investors the option to trade in either currency with transparency. Previously, investors who are trading in a USD-denominated stock counter and wish to settle the trade in another currency (i. e. SGD) will have to specify this during order entry and will be subject to foreign exchange settlement at the FX rate provided by your broker. With this new functionality, investors can directly buysell in the SGD counter without having to wait till settlement to know the converted amount. Q23. What are the risks associated with dual currency trading In most cases, the traded prices in the two counters should theoretically be equivalent or close to each other, taking into consideration the prevailing FX rate. However, in certain cases, due to other market supply and demand factors in the respective counters, the price relationship and difference between the two counters of the listed stock might not necessarily be the FX rate between both counters. This is possible in illiquid stocks and in the absence of market makers to provide competitive quotes. Q24. What is the board lot size for securities stocks listed on Singapore Exchange (SGX) Board lot is the designated trading size for each securities stock listed on SGX. In the SGX ready-market, the board lot of a securities stock is usually 100 shares. However, for certain stocks such as Creative Technology, the board lot is designated as 50 shares instead. Some counters also have different board lot sizes traded in the ready-market. An example is SingTel, which has board lot of 10 shares and 100 shares. Q25. What stocks are available for trading on SET For SET Market, only NVDRs (non-voting depository receipts) and foreign shares are available for trading. Please click here for more details on NVDRs. Q26. What stocks are available for trading on SH-HK Connect North Bound Constituent stocks of SSE180 and SSE380 Index. SSE-listed A shares not included as constituent stocks but have corresponding H shares listed on SEHK except for: SSE-listed shares not traded in RMB SSE-listed shares included in the risk alert board Q27. What is the trading quota for SH-HK Connect North Bound There are 2 types of quota imposed as part of SH-HK Connect. Maximum cross-boundary investment quota (Aggregate Quota) Quota of RMB300 billion Aggregate Quota balance Aggregate Quota ndash aggregate buy trades aggregate sell trades (calculated at the weighted average cost) Quota balance will be published on HKEX website after SSErsquos Market Close Northbound buying will only be allowed when aggregate quota is not hit Daily Quota Limits the maximum net buy value of cross-boundary trades under Shanghai-Hong Kong Stock Connect each day Quota of RMB13 billion Daily Quota Balance Daily Quota ndash Buy Orders Sell Trades Adjustment Daily Quota balance will be disseminated on HKEX website at 1-minute intervals Once Daily Quota is exceeded during a continuous auction session, no further buy orders will be accepted for the remainder of the day Q28. What are the trading rules and regulations for SH-HK Connect North Bound Only Limit Order Type is allowed Day trading not allowed (sell only shares available in stock account at end of the previous day) Board lot size of 100 shares - Odd lot is available for sell orders and odd lot must be in a single order Tick size is RMB0.01 General price limit of 10 based on previous closing price (order beyond price limit will be rejected by SSE) - No order amendment is allowed 30 max for foreign investorsrsquo shareholding. If exceeded, foreign investors will sell based on a last-in-first-out basis within five trading days Investor disclosure when 5 is reached Q29. What is a Closing Auction Session (CAS) in the Hong Kong Exchange (HKEX) A closing auction is a commonly used trading mechanism which allows trades to be executed at the closing price. During a closing auction, market participants may input buy and sell orders, with the price that most volume can be traded at forming the closing price. All orders will then be executed at that price. Q30. How will the trading hours change due to CAS for HKEX For the securities markets, the market closing time will change from 16:00 to a random closing of anytime between 16:08 and 16:10 for a normal trading day. It will change from 12:00 to a random closing of anytime between 12:08 and 12:10 for a half day trading. For the derivatives market, the closing times of normal trading sessions for Stock Index Futures and Options, Currency Futures and Commodity Futures will change from 16:15 to 16:30 for a normal trading day and from 12:00 to 12:30 for a half trading day, except on the last trading day of the contracts. The opening time of After-Hours Futures Trading will change from 17:00 to 17:15. In addition, trading hours on the last trading day, the final settlement price calculation algorithm and typhoon arrangements will also change accordingly. Q31. How does the CAS in HKEX work In the first period (Reference Price Fixing Period, 4:00-4:01 pm), a reference price, which sets the allowable price limit of the CAS (plusmn5 per cent from the reference price), is calculated for each CAS security. The reference price is determined by taking the median of 5 nominal prices in the last minute of the CTS. In the second period (Order Input Period, 4:01-4:06 pm), at-auction orders and at-auction limit orders within the plusmn5 per cent price limit can be entered, amended or cancelled. Starting from the third period (No-Cancellation Period, 4:06-4:08 pm), at-auction orders and at-auction limit orders can be entered. However, the prices of new at-auction limit orders must be between the lowest ask and highest bid of the order book, and no orders can be amended or cancelled. In the last period (Random Closing Period, 4:08-4:10 pm), the order rules from the No-Cancellation period apply and the market closes randomly within two minutes. After the period, therersquos order matching for all CAS securities. In cases where no closing price is established during the CAS, the reference price would become the closing price. This price would also be used for order matching based on matching priority, i. e. by order type, price and then time. Q32. What order types are allowed during CAS for HKEX 4:00 ndash 4:01pm: Reference Price Fixing Period No orders allowed 4:01 ndash 4:06pm: Order Input Period At-auction orders and at-auction limit order. Input, amendment and cancellation are allowed. 4:06 ndash 4:08pm: No Cancellation Period At-auction orders and at-auction limit order. Input is allowed. Amendment and cancellation are not allowed. 4:08 ndash 4:10pm: Random Closing Period At-auction orders and at-auction limit order. Input is allowed. Amendment and cancellation are not allowed. Q33. For HKEX, what is an at-auction order An at-auction order is an order with no specified price and is entered into the system for execution at the securitiesrsquo closing price determined in the CAS. Den har en høyere rekkefølge som prioriterer prioritet enn en auksjonsgrenseordre og vil bli matchet i tidsprioritet til sluttkurs i CAS. Q34. For HKEX, what is an at-auction limit order An at-auction limit order is an order with a specified price. An at-auction limit order with a specified price at, or more competitive than, the closing price may be matched at the closing price. An at-auction limit order may be matched in price and time priority at the closing price. Ingen auksjonsgrenseordre vil bli matchet til en pris som er verre enn den angitte prisen. Q35. What securities are covered under CAS for HKEX The CAS will be rolled out in two phases, with the list of securities further expanded in Phase 2. Phase 1 (to launch on 25 July 2016) will include all Hang Seng Composite LargeCap and MidCap index constituent stocks, H shares which have corresponding A shares listed on the exchanges in Mainland China and all ETFs. Subject to a review of Phase 1, Phase 2 will tentatively include all equity securities and funds. Q36. Is short selling allowed during the CAS for HKEX To allow the market to be familiar with the new CAS, short selling will not be implemented in the Phase 1 of the CAS. Hence, input of new short selling order during the CAS will not be allowed during the Phase 1 of the CAS. However, it should be noted that outstanding short selling orders, which are input during the Continuous Trading Session CTS) and with order prices higher than or equal to the lower price limit (i. e. order price gt95 of reference price), will be automatically carried forward to the CAS. All these orders will be treated as at-auction limit orders. On the other hand, if the outstanding short selling orders input during the CTS have a price lower than the lower limit (i. e. order price lt 95 of reference price), they will be cancelled and a message for order cancellation will be sent out by the system. For the short selling orders carried forward to the CAS, you are allowed to cancel and reduce the quantity of the orders during the CAS. In such cases the original order priority will be maintained. However, change of order price or increase of quantity of these orders during the CAS will not be allowed. Q37. Where can I find out more about CAS for HKEX You can refer to hkex. hkcasenindex. htm for more information on CAS. Q38. How does Volatility Control Mechanism (VCM) work for HKEXs securities market The Volatility Control Mechanism (VCM) is designed to prevent extreme price volatility from trading incidents such as a ldquoflash crashrdquo and algorithm errors, and to address systemic risks from the inter-connectedness of securities and derivatives markets. In the case of HKEXrsquos securities market VCM, if the price of a stock deviates more than 10 within five minutes, it will trigger a cooling-off period for five minutes. This provides a window allowing market participants to reassess their strategies, if necessary. It also helps to re-establish an orderly market during volatile market situations. Trading can still be carried out within the price limit during the cooling-off period. Q39. What securities are covered by VCM for HKEX In the securities market, the VCM will cover Hang Seng Index (HSI) and Hang Seng China Enterprise Index (HSCEI) constituent stocks (as of 31 May 2016 there were 81 such stocks listed on the HKEX). Q40. What is the applicable period for HKEXs VCM VCM is applicable during the continuous trading session (CTS), excluding: bull the first 15 minutes of the morning and afternoon trading session bull the last 15 minutes of the afternoon trading session There can only be one cooling-off period in the morning session and one in the afternoon session for a stock within a day. Q1. What are some of the user-friendly features of KE Trade Online Batch Order, which allows you to place up to 5 buysell orders at the Batch Order pagelet. 4Site, a multiple trading screen that has been pre-configured to display Watchlist, Orders, and BuySell pagelets. Your 4Site is also customizable add or remove the desired pagelets according to your preference. Personal Configuration under your Profile, allows you to check your Internet trading limit, trading representatives name and contact particulars, account details, and to update your personal details. Trade Summary displays actual trades done by price on a real-time basis. For example, how many bids or ask trades done at SGD1.50, SGD1.51, SGD1.52, or SGD1.53. This feature allows you to study the trend of buying and selling. Time and Sales displays actual transactions done for that particular stock sorted by time. Intra-day Charts which displays charts plotted on real-time basis with time and sales data supporting the charts Market Depth which displays the SGX-ST ready market of up to 20 levels of bid and offer prices. Market Depth is a subscription-based service for SGX-ST counters. Please enquire with Customer Service at (65) 6432 1888 or via e-mail at helpdeskmaybank-ke. sg to find out more about this great feature. Q2. How do I subscribe to the SGX-ST Market Depth Service SGX-ST Market Depth Service is a subscription-based service. To subscribe for this service, please make a payment of SGD90 (3 months access) via CashChequeEPS or Internet banking Bill Payment Service. Kindly inform Customer Service at (65) 6432 1888 or via e-mail at helpdeskmaybank-ke. sg after you have made payment for the service. Access will be activated a day after the payment is received by us. Q3. What is the Historical Chart It is KE Trades online historical charting and analysis tool for counters listed on the SGX-ST, HKEX, Bursa, NYSE and NASDAQ. Q4. What are the benefits of using Historical Chart User-friendly and powerful online charting tool across SGX-ST, HKEX, Bursa, NYSE and NASDAQ. Availability of a wide range of counters - Stocks, ETFs, Warrants amp Indices. Access to historical quotes for up to 5 years for all counters listed on the SGX-ST and up to 3 years for all counters listed on the HKEX, Bursa, NYSE and NASDAQ. Ability to display tick-by-tick information for users with real-time access. Display and compare up to 3 different historical graphs simultaneously. Ability to define the duration and quantity of data to be displayed. View charts in different timescales - by daily, weekly or monthly resolutions. Study charts in different styles - OHLC Bars, Candlesticks and Line on Close. Customize and view multiple indicators on the chart. Utilize a comprehensive range of drawing tools to draw trendlines and add comments onto charts. Enjoy the option of saving or removing your template which can be configured to your preferred view, your displayed indicators, the parameters used to draw them and the size of the indicators. Ability to save and print your charts. Q5. How do I access Historical Chart Right-click on any counter in your Watchlist, Quotes, Account Management or Portfolio pages, and select Historical Chart from the Quick menu. Q6. What should I do if I face difficulties in launching Historical Chart Please note that Historical Chart requires JAVA. You may click on this link to download JAVA. After successful download, please run the file to install Microsoft Java. If you still face problems, please go to the menu in your Internet Explorer window and click on Tools gt Internet Options. Under the Security tab, click on the Internet icon, select Default Level, then click OK. If you are still unable to view Historical Chart, please clear your Internet Explorer Browser cache by clicking on Tools gt Internet Options gt General. Under the section Temporary Internet Files, click on the Delete Files button, then OK. After which, please relaunch your Internet Explorer Browser, by closing and reopening the window. If you have already installed JAVA and are using IE 8.0 please select No on the security warning pop-up. If you are still facing other issues, please contact Customer Services at (65) 6432 1888. Q7. Why is the closing price for some counters listed in Historical Chart different from the closing price displayed on SGX Charts The closing price listed in historical chart is adjusted based on corporate actions like dividends, bonus shares, stock splits and etc. In the case of dividend payouts, the closing prices will be adjusted if the dividend value is at least 0.10 or 10 of the prevailing counter price. Q8. Will corporate actions such as dividend issues, bonus issues, rights issues and stock splits be automatically adjusted and reflected in the historical charts It is an intuitive, graphic-rich tool to evaluate investment opportunities using principles of value investing. Identify undervalued stocks based on selection or choose from pre-constructed lists from different industry sectors. Q10. What is Technical Insight It is a chart pattern recognition and Technical Eventreg detection feature that offers insight on daily bullish or bearish trading opportunities, and provides email alerts and analysis on any selected stocks. Q11. How do I access Value AnalyzerTechnical Insight on KE Trade Online Click on Research gt Value AnalyzerTechnical Insight Trading Modules: Right click on a stock gt Select Value AnalyzerTechnical Insight Q12. What are the electronic trading risks which I need to take note of Live Prices The speed and quality of your internet connection will affect the performance and accuracy of live prices on our online trading platforms and mobile trading applications. Broadband internet connection is recommended for online trading. Password Always keep your internet trading password confidential and change it regularly. Clear your browserrsquos cache and history after each session so that your account information is removed. You are advised against using your browserrsquos ldquoAuto Completerdquo function to save your User ID and Password as this function stores and lists possible matches from entries that you have typed previously. Virus, Spywares and Adwares Always install the latest anti-virus software and spyware programs on your computer or mobile. Regularly scan your computer or mobile to quarantine and delete any Virus, Spyware or Adware that may be present. Avoid downloading programs and email attachments from suspicious unknown sources. Phishing Phishing is an act of acquiring sensitive information such as usernames, passwords and credit card details, by masquerading as a trustworthy entity in an electronic communication. It is typically carried out by email or instant messaging, and often directs users to enter details at a website. NEVER reveal your password to anyone. Be suspicious of any email or instant message asking you to provide sensitive account information. If you receive such emails or instant messages, do not reply or click on the links in the email or instant message. Wireless Network Wireless networking works by sending information over radio waves so it can be more vulnerable to intruders. Here are some ways to keep your wireless network secure:Make your own unique and difficult-to-guess Service Set Identifier (SSID). Change the default administrator password and username for your router. Orders In the electronic trading world, you may encounter situations where you are unable to withdraw erroneous orders in time due to the speed of the internet connection, or experience delays in order transmission and confirmation of order execution. Ta kontakt med handelsrepresentanten eller vår kundeservice hvis du trenger hjelp.
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